Search for: "Corporate/Entity Does 1-10" Results 61 - 80 of 2,178
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13 Feb 2024, 9:09 am by CFM Admin
Notwithstanding the foregoing, state registered investment advisers and ERAs (excluding VC Advisers) are not expressly exempt from complying with the CTA, however, this does not preclude any such entity from qualifying for a separate Exemption. [read post]
30 Jan 2024, 9:02 pm by renholding
 The upshot: so long as a defendant says what the SEC wants to hear (or says nothing at all), he does not violate the No-Admit-No-Deny Provision. [read post]
26 Jan 2024, 4:00 am by jonathanturley
” In reality, Rule 1.8.5(a) does state the general bar on such payments. [read post]
25 Jan 2024, 9:05 pm by renholding
Corporate law generally does not recognize the unitary executive theory, i.e., that of the all-powerful CEO to whom the board provides advice and counsel but does not supervise. [read post]
17 Jan 2024, 4:00 am by Michael C. Dorf
” Section 1: No individual, partnership, corporation, or other person or entity resident, organized, or doing business in the United States may directly or indirectly convert any cryptocurrency into U.S. currency or vice-versa. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
During the close-to-close trading sessions affected by a short report, defendant issuers’ stock price declined by 16.8%, on average, and incurred additional declines of 16.0% during the 90-day look-back period of Section 21D(e)(1) of the Private Securities and Litigation Reform Act.[3][4] Third, Rule 10b-5 private securities fraud lawsuits based primarily on activist short-seller research may not be indicative of actual fraud-on-the-market since the work product does not… [read post]
16 Jan 2024, 11:33 am by Jacob Fishman
We end the Article by analyzing the meaning of “predecessor in interest” for purposes of Rule 804(b)(1), and also whether exculpatory grand jury testimony is admissible against the government under that same rule. [read post]
16 Jan 2024, 2:22 am by Eden Winlow (Bristows)
” Furthermore, he noted section 7(2)’s hierarchy granting patent rights are “necessarily references to an invention devised by a person” and contemplates legal entities like corporations claiming through a human inventor. [read post]
12 Jan 2024, 7:31 am by Guest Author
Constructive realization could potentially be used to justify provisions that look through the business entity if the owners have sufficient ownership and control of the entity, such as in the case of the subpart F rules and, ironically, the MRT, the very provision at issue in this case, which both only apply to shareholders owning at least 10% of the entity. [read post]
11 Jan 2024, 2:58 pm by Guest Author
”[1] And today, a small group of some of the world’s most powerful corporations exercise complete control over that public square. [read post]
3 Jan 2024, 9:01 pm by renholding
FCA discretion to modify the rules in exceptional circumstances, e.g., to accommodate the operation of golden shares by sovereign controlled entities. [read post]
2 Jan 2024, 12:56 pm by Kevin LaCroix
I hope you can join us for the webinar. 1. [read post]
24 Dec 2023, 12:53 pm by Russell Knight
As used in this paragraph, “business” includes, but is not limited to, sole proprietorships, closely held corporations, partnerships, other flow-through business entities, and self-employment. [read post]
21 Dec 2023, 6:46 am by Cari Rincker
It does not typically have an entity-level tax liability.[1] Many entities offer options to enjoy pass-through taxation; however, how an entity accesses this option varies depending upon the type of business. [read post]
12 Dec 2023, 9:05 pm by renholding
California – California has set a much higher size-threshold than the EU ($1 billion for emissions reporting, and $500,000 for climate-related risks) but does not indicate how it should be calculated. [read post]