Search for: "Credit Suisse Securities LLC"
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29 Jul 2009, 11:57 am
Tzolov, a former Credit Suisse Securities (USA) LLC broker, has pleaded guilty to fraud charges over his involvement in an auction-rate securities scheme involving hundreds of millions of dollars. [read post]
25 Mar 2020, 9:11 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
27 Oct 2015, 1:48 pm
Some reps may choose to go elsewhere.Whenever reps choose to go, they should retain securities counsels to review their employment documentations and negotiate the new deal.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
7 Jul 2009, 10:31 am
The New York Attorney General announced Assurances of Discontinuance with Credit Suisse Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated relating to the auction rate securities settlements reached last summer. [read post]
19 Jun 2007, 5:05 am
In CREDIT SUISSE SECURITIES (USA) LLC v. [read post]
13 Feb 2009, 6:16 pm
LB readers may recall the news last year that the U.S. attorney’s office in Brooklyn brought criminal securities-fraud charges against two former Credit Suisse brokers who sold the securities to STMicro and others. [read post]
3 Sep 2008, 9:11 pm
The SEC has filed civil charges against two former Credit Suisse brokers for fraudulently selling auction-rate securities to foreign corporate customers. [read post]
4 Jun 2011, 9:03 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
7 Jun 2011, 12:05 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
10 Nov 2010, 6:15 pm
Credit Suisse Securities (USA) LLC v. [read post]
15 Aug 2010, 9:49 am
., misrepresentations and omissions) by Morgan Stanley, Barclays, and Credit Suisse in pitching collateralized debt obligation securities (CDOs) to institutional investors, according to a July 23, 2010 Reuters article by Steve Eder and Leslie Gevirtz, “FINRA probes M Stanley, Barclays, Credit Suisse. [read post]
13 Mar 2007, 11:08 pm
(a unit of Credit Suisse Group) and UBS Securities LLC to pay fines for a number of securities violations. [read post]
15 Sep 2020, 9:19 am
Credit Suisse Securities (USA), LLC, Defendant/Appellee (Opinion, 9Cir)Georgia Woman Who Allegedly Preyed on Vulnerable South Florida Seniors to Steal More than $1 Million Charged in Federal Court West Palm Beach (DOJ Release)Six indicted in connection with multi-million dollar scheme to bribe Amazon employees and contractors / Consultants to ... [read post]
29 Nov 2011, 2:55 pm
Supreme Court oral argument in Credit Suisse Securities (USA) LLC v. [read post]
5 Mar 2009, 12:06 pm
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos.,… [read post]
18 Jun 2007, 7:45 am
Credit Suisse Securities LLC v. [read post]
28 May 2010, 8:42 am
Credit Suisse Securities (USA) LLC v. [read post]
28 Jun 2011, 7:53 am
Credit Suisse Securities (USA) LLC, No. 09-35262 (9th Cir. [read post]
22 May 2007, 12:19 am
The SEC is accusing Rahim of accepting tips offered by CSFP banker Hafiz Naseem, who is said to have misappropriated information from Credit Suisse, LLC, which advised TXU regarding the buyout. [read post]
15 Feb 2008, 8:07 am
Judge Scheindlin ordered Credit Suisse Securities (USA) LLC to turn over to private plaintiffs documents that were prepared in an internal investigation and previously revealed to the SEC and U.S. [read post]
