Search for: "FEDERAL FINANCIAL SERVICES, INC."
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16 Apr 2018, 5:57 am
Chicago Investment Advisor Sentenced to More Than 12 Years in Federal Prison for Misappropriating $5.2 Million in Client Funds (DOJ Press Release)https://www.justice.gov/usao-ndil/pr/chicago-investment-advisor-sentenced-more-12-years-federal-prison-misappropriating-52Investment advisor Daniel Glick owned and operated Financial Management Strategies Inc., Glick Accounting Services Inc., and Glick & Associates Ltd., through which he purportedly… [read post]
6 Feb 2018, 3:03 am
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
6 Feb 2018, 3:03 am
She has nearly 30 years’ experience as a writer/editor of financial services news. [read post]
25 May 2011, 12:59 pm
UBS Financial Services Inc. has agreed to pay $160 million to settle claims regarding their anticompetitive actions in the municipal bond market. [read post]
19 May 2009, 6:27 am
The insurers receiving preliminary approval are Allstate Corp., Ameriprise Financial Inc., Hartford Financial Services Group Inc., Lincoln National Corp., Principal Financial Group Inc., and Prudential Financial Inc.Ameriprise has already turned down the government’s offer and, according to industry reports, Prudential is also expected to turn down TARP funds. [read post]
25 Aug 2016, 4:00 am
United Healthcare Services, Inc., ___ Cal.App.4th ___ (Aug. 4, 2016), the Court of Appeal (Second Appellate District, Division Two) held that UCL, FAL, and other claims brought on behalf of a putative class of members of a health care plan governed by the federal Medicare Advantage program (a Part C plan) were expressly preempted by the Medicare Act. [read post]
14 Jan 2021, 12:09 pm
Sandoz Inc. [read post]
House Financial Services Subcommittee Holds Hearing: “Insurance Oversight and Legislative Proposals”
16 Dec 2011, 4:50 am
In November 2011, the House Financial Services Subcommittee on Insurance, Housing and Community Opportunity held a hearing to discuss proposed legislation to: Prohibit the Federal Insurance Office of the Department of the Treasury and other financial regulators from collecting data directly from insurers. [read post]
9 Mar 2012, 7:41 am
According to the indictment, SHANTRICE DIAL and JAMON DIAL, a subcontractor for New Orleans Affordable Homeownership (NOAH) contractor Parish-Dubuclet Services, Inc., engaged in a series of thefts of funds provided by the U.S. [read post]
9 Mar 2012, 7:41 am
According to the indictment, SHANTRICE DIAL and JAMON DIAL, a subcontractor for New Orleans Affordable Homeownership (NOAH) contractor Parish-Dubuclet Services, Inc., engaged in a series of thefts of funds provided by the U.S. [read post]
11 Jun 2010, 9:04 am
The Hartford Financial Services Group, Inc. this week settled a class action for $72.5 million alleging fraud in connection to personal injury and workers compensation payments. [read post]
7 Dec 2020, 8:43 am
Turner & Company, LLC, Gunallen Financial, Inc, and Harrison Securities, Inc., which FINRA expelled in 2004. [read post]
19 Oct 2009, 11:31 pm
This week we have enjoyed a rigorous discussion about the implications of the government as a shareholder in the financial services and automotive industries. [read post]
5 Jul 2017, 7:30 am
Pandora: Is Music Streaming Related to Financial Services? [read post]
5 Jun 2017, 1:02 pm
On May 26, 2017, Alcoa Community Federal Credit Union (“Alcoa”), on behalf of itself, credit unions, banks and other financial institutions, filed a nationwide class action against Chipotle Mexican Grill, Inc. [read post]
13 May 2020, 8:00 am
Brookdale Senior Living Inc. [read post]
20 May 2009, 9:17 am
--(BUSINESS WIRE)--US Investigations Services, Inc. [read post]
31 Aug 2011, 7:12 am
This case was investigated by Special Agents of the Internal Revenue Service-Criminal Investigation and the Federal Bureau of Investigation, United States Marshals Service, and the Carrollton Police Department. [read post]
31 Aug 2011, 7:12 am
This case was investigated by Special Agents of the Internal Revenue Service-Criminal Investigation and the Federal Bureau of Investigation, United States Marshals Service, and the Carrollton Police Department. [read post]
15 Jun 2009, 6:55 am
The SEC recently charged Alabama broker-dealer Aura Financial Services, Inc., and six registered representatives with churning of customer accounts, supervisory failures, and other securities violations that resulted in significant harm to clients and substantial profit to the firm. [read post]
