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He ultimately moved to Boston to work for Fidelity Investments, where he worked the phones in support of the company’s mutual fund business. [read post]
He ultimately moved to Boston to work for Fidelity Investments, where he worked the phones in support of the company’s mutual fund business. [read post]
1 Jul 2021, 6:00 am by Joe Wojciechowski
These are generally back-office functions and these companies, like Schwab, Fidelity, TD Ameritrade, and Interactive Brokers, typically disclaim away any responsibility to supervise for the suitability of the transactions at issue. [read post]
21 Jun 2021, 11:21 am
He has served as Guest Editor of the Sovereign Wealth Fund special issue of Qatar University International Review of Law (IRL) (2015). [read post]
19 May 2021, 4:28 pm
The Council on Ethics' recommendation that Honeys Holdings Co Ltd be excluded from investment by the Government Pension Fund Global due to an unacceptable risk that the company is responsible for systematic human rights abuses. [read post]
13 May 2021, 3:03 am by Liz Dunshee
The Statement says that, sure, there could be some mutual funds that can invest in Bitcoin futures in a way that works under the Investment Company Act – but the Staff is going to be closely monitoring a bunch of technical compliance issues. [read post]
12 May 2021, 1:34 pm by Amber Walsh
Silver Lake, Fidelity Management & Research Company and Coatue were significant participants in the Caris funding round. [read post]
6 May 2021, 2:52 pm by Danny O'Brien
Beyond the improved fidelity of CDs, the music industry had no incentive to add new functionality to CDs or their players. [read post]
5 May 2021, 7:06 am by Abby Lemert, Eleanor Runde
On May 3, Fidelity, the giant U.S. asset manager, reportedly cut its valuation of Ant Group in half from August 2020 to February 2021, in the wake of the regulatory crackdown. [read post]
3 May 2021, 12:40 pm by Diego Zambrano
Sabbatino, the Supreme Court allowed Fidel Castro's Cuba to file a federal case seeking funds resulting from the sale of Cuban sugar. [read post]
11 Feb 2021, 8:10 am by Kristian Soltes
Consumer Financial Protection Bureau related to its app Venmo’s alleged unauthorized fund transfers and collections processes. [read post]
31 Dec 2020, 7:08 am by Race to the Bottom
(Tim Quinson, Trump Plan to Block Green 401(k)s Stirs Fund Industry Fury). [read post]
11 Dec 2020, 6:56 pm by Gene Takagi
Fidelity Charitable case over a giant donation to a fast-growing form of charitable giving that can offer tax benefits (donor-advised funds): Fidelity Donor Trial Wraps With Focus on Promises, Negligence [Ed. [read post]
27 Oct 2020, 9:34 am by Rachel Casper
We’re wrapping up Cybersecurity Awareness Month with an overview on what lawyers need to know about one of the most unnerving cybersecurity threats of our time: Deepfakes. [read post]
2 Oct 2020, 3:00 am by Jim Sedor
Ransomware Attacks Take on New Urgency Ahead of Vote MSN – Nicole Perloth and David Sanger (New York Times) | Published: 9/27/2020 A company that sells software cities and states use to display results on election night was hit by ransomware, the latest of nearly a thousand such attacks over the past year against small towns, big cities, and the contractors who run their voting systems. [read post]
11 Sep 2020, 3:00 am by Jim Sedor
He has spent over $70,000 from his campaign account since 2017 to fund meals at some 370 meetings. [read post]