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SOX Whistleblower Protections at Mutual Fund Companies
12 Apr 2010, 5:00 am by Doug Cornelius
The mutual funds hired FMR LLC and other Fidelity affiliates to act as advisers to the funds and those advisers have the employees. [read post]
Compliance Building - http://www.compliancebuilding.com
Sarbanes-Oxley Whistleblower Protections Cover Employees of Mutual Fund Firms
6 Apr 2010, 5:00 am by Jennifer S. Taub
Zang sued Fidelity Management & Research Company, FMR Co., Inc., and FMR LLC. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Sarbanes-Oxley Act Protects Whistleblowers Employed by Private Companies
17 Mar 2014, 8:05 am by Jonathan I. Nirenberg
FMR LLC, involves the Fidelity family of mutual funds, which has no employees of its own. [read post]
New Jersey Employment Lawyer Blog - http://www.njemploymentlawfirmblog.com/
U.S. Supreme Court Endorses Low Burden of Proof for Whistleblowers
29 Feb 2024, 2:01 pm by Melissa Hughes and Christopher Bosch
UBS Securities, LLC, et al. 601 U. [read post]
Government Contracts Blog - https://www.governmentcontractslawblog.com/
U.S. Supreme Court Endorses Low Burden of Proof for Whistleblowers
15 Feb 2024, 10:17 am by Melissa Hughes and Christopher Bosch
UBS Securities, LLC, et al. 601 U. [read post]
Labor & Employment Law Blog - http://www.laboremploymentlawblog.com/
Political Contributions Rule Continues to Be Painful
9 May 2016, 5:00 am by Doug Cornelius
IA-4182 (August 26, 2015) (notice) and IA-4203 (September 22, 2015) (order) Fidelity Management & Research Company and FMR Co., Inc., Investment Advisers Release Nos. [read post]
Compliance Building - http://www.compliancebuilding.com
Sarbanes-Oxley Whistleblower Coverage Expanded by Department of Labor to Private Firms Serving Publicly Traded Companies – Accountants, Lawyers, Consultants, and Advisors, Beware!
22 Jun 2012, 4:09 am by Epstein Becker & Green, P.C.
FMR LLC, 670 F.3d 61 (1st Cir. 2012). [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Sarbanes-Oxley Whistleblower Coverage Expanded by Department of Labor to Private Firms Serving Publicly Traded Companies – Accountants, Lawyers, Consultants, and Advisors, Beware!
21 Jun 2012, 2:22 pm by Epstein Becker Green
FMR LLC, 670 F.3d 61 (1st Cir. 2012). [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Sarbanes-Oxley Whistleblower Coverage Expanded by Department of Labor to Private Firms Serving Publicly Traded Companies – Accountants, Lawyers, Consultants, and Advisors, Beware!
6 Jul 2012, 10:29 am by Epstein Becker Green
FMR LLC, 670 F.3d 61 (1st Cir. 2012). [read post]
Workforce Bulletin - https://www.workforcebulletin.com/
Sarbanes-Oxley Whistleblower Coverage Expanded by Department of Labor to Private Firms Serving Publicly Traded Companies - Accountants, Lawyers, Consultants, and Advisors, Beware!
22 Jun 2012, 8:09 am by Epstein Becker & Green, P.C.
FMR LLC, 670 F.3d 61 (1st Cir. 2012). [read post]
Whistleblowing & Compliance Law Blog - http://www.whistleblowingcompliancelaw.com/
Sarbanes-Oxley Whistleblower Coverage Expanded by Department of Labor to Private Firms Serving Publicly Traded Companies - Accountants, Lawyers, Consultants, and Advisors, Beware!
21 Jun 2012, 3:22 pm by Epstein Becker & Green
FMR LLC, 670 F.3d 61 (1st Cir. 2012). [read post]
Employer Defense Law Blog - http://www.employerdefenselaw.com/
U.S. Supreme Court expands SOX whistleblower protection
5 Mar 2014, 7:45 am by Holly Jones
FMR LLC., 571 U. [read post]
Human Resources News - http://blogs.hrhero.com/hrnews/
Former SEC Chair and Commissioners Urge Supreme Court to Reject Broad Reading of SOX Whistleblower Provision
21 Oct 2013, 2:32 pm by James Hamilton
FMR, LLC, Dkt. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Digital Realty Trust, Inc. v. Somers, Docket No. 16-1276, J. Thomas, with whom JJ. Alito and Gorsuch join, concurring in part and concurring in the judgment
5 Apr 2018, 12:29 pm
FMR LLC, 571 U. [read post]
Frederic Borel - http://fredericborel.blogspot.ch/
First Circuit Rules That SOX Whistleblower Protections Do Not Apply to Employees of a Contractor or Subcontractor of a Public Company
8 Feb 2012, 9:35 am by William McGrath
FMR LLC, 724 F. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
DOL, Courts Interpretations of SOX Grow More Divergent
6 Mar 2012, 1:28 pm by Jay Lechner
FMR, LLC, held that an employee of a contractor of a publicly traded company was not protected under SOX. [read post]
GT LE Blog - http://www.gtleblog.com/
Three Significant Employment Law Decisions with Broad Implications
2 May 2014, 1:11 am by Editors
FMR LLC et al. [read post]
InhouseBlog - http://www.inhouseblog.com
Three Significant Employment Law Decisions with Broad Implications
2 May 2014, 1:11 am by Editors
FMR LLC et al. [read post]
InhouseBlog - http://www.inhouseblog.com
Three Significant Employment Law Decisions with Broad Implications
2 May 2014, 1:11 am by Editors
FMR LLC et al. [read post]
InhouseBlog - http://www.inhouseblog.com
Lawson v. FMR LLC: A Close Look at the Whistleblowers’ Opening Salvo in the Supreme Court
12 Aug 2013, 9:00 am by Jason M. Knott
As we’ve covered here and here, the Supreme Court will decide this term whether a whistleblower can pursue a Sarbanes-Oxley claim for retaliation by a privately-owned employer. [read post]
Suits by Suits - http://www.suitsbysuits.com/