Search for: "Financial Management Systems, Inc."
Results 61 - 80
of 2,789
Sorted by Relevance
|
Sort by Date
8 Jul 2009, 2:39 pm
The Financial Stability Plan, announced in February, outlined a framework to bring capital into the financial system and address the problem of legacy real estate-related assets. [read post]
5 Apr 2014, 6:00 am
Editor's Note: The following post comes to us from Karen Petrou, co-founder and managing partner of Federal Financial Analytics, Inc., and is based on a letter and a FedFin white paper submitted to the FDIC by Ms. [read post]
10 Feb 2023, 8:37 am
On February 6, 2023, the Securities and Exchange Commission (“SEC”) announced that it settled regulatory charges of potential investment fraud against Centaurus Financial, Inc. [read post]
2 Sep 2021, 12:18 pm
On August 11, 2021, the Federal Financial Institutions Examination Council (the “FFIEC”) issued new guidance on risk management principles for access to and authentication of electronic funds transfers for the first time in over a decade, titled Authentication and Access to Financial Institution Services and Systems (the “New Guidance”).[1] The New Guidance effectively replaces the FFIEC’s prior guidance on this topic,… [read post]
2 Jan 2012, 10:56 am
Kansas City, KS (December 28, 2011) – Epiq Systems, Inc. [read post]
9 Oct 2012, 3:53 pm
On September 21, Citigroup Inc. [read post]
20 Dec 2011, 1:25 pm
(Pink Sheets: HRTT.PK), its co-chief executives and the husband of its majority shareholder, alleging that the company falsified sales, issued misleading press releases and committed numerous other violations.The company, previously known as Signalife Inc. and Recom Management Systems Inc., was featured in a Sharesleuth investigation in 2008. [read post]
22 Jan 2022, 11:31 pm
The INC system only targets a certain subset of nonresidents. [read post]
7 Jul 2015, 9:19 am
In June, the New York Attorney General announced a widespread settlement with Aspen Dental Management, Inc. [read post]
12 Mar 2013, 3:23 am
Blue Coat Systems, Inc. was a web security firm that, in 2008, tried to break into the growing field of wide-area network optimization by acquiring a company called Packeteer, Inc. [read post]
29 Jun 2023, 4:40 am
That’s precisely the scenario that unfolded for Star Financial Services, Inc., a prominent ATM operator, in their dealings with Cardtronics, USA, Inc. [read post]
16 Aug 2023, 9:04 am
Securities America Inc. [read post]
21 Aug 2020, 1:01 pm
Due to a programming error in the firm’s order management system, it issued trade confirmations to customers reflecting an average price when, in fact, the order price was the result of a single execution. [read post]
1 Dec 2021, 12:15 pm
Ambruster, the former chief financial officer of Roadrunner Transportation Systems Inc. [read post]
24 Aug 2015, 7:15 am
The Financial Industry Regulatory Authority (FINRA) sanctioned (Case No. 2010025835701) broker E1 Asset Management, Inc. [read post]
30 Mar 2021, 7:56 pm
” About FTI Consulting FTI Consulting, Inc. is a global business advisory firm dedicated to helping organizations manage change, mitigate risk and resolve disputes: financial, legal, operational, political & regulatory, reputational and transactional. [read post]
18 Aug 2022, 6:30 am
This is a positive development for investors as it gives them better sight of asset managers’ stances on key issues and helps them select the managers best aligned with their own E&S objectives as well as financial ones. [read post]
18 Aug 2022, 6:30 am
This is a positive development for investors as it gives them better sight of asset managers’ stances on key issues and helps them select the managers best aligned with their own E&S objectives as well as financial ones. [read post]
22 Feb 2007, 7:19 am
NASD Fines Raymond James Financial Services, Inc. $2.75 Million for Lax Supervision of Producing Branch Managers, NASD, February 21, 2007 Raymond James Fined in Lack of Oversight, New York Times, February 22, 2007 Related Web Resources: Raymond James Financial NASD NASD BrokerChecker [read post]
5 Dec 2022, 6:31 am
These critics charge that when companies and institutional investors address systemic concerns (by seeking to reduce carbon emissions or increase inclusivity, for example), they are ignoring financial returns, and instead pursuing a climate or racial justice agenda. [read post]
