Search for: "GOLDMAN, SACHS & CO., INC"
Results 61 - 80
of 401
Sort by Relevance
|
Sort by Date
27 Jan 2021, 9:08 am
Goldman Sachs & Co., 283 A.D.2d 246 (N.Y. [read post]
22 Jan 2021, 10:53 am
Legal experts weigh in (Marketwatch by Mark DeCambre and Andrew Keshner)FINRA Censures and Fines Goldman Sachs For Fingerprinting FailuresIn the Matter of Goldman Sachs & Co. [read post]
9 Nov 2020, 2:43 am
The defendants included affiliates of Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Morgan Stanley, Royal Bank of Canada and Wells Fargo & Co. [read post]
29 Oct 2020, 7:36 am
Legal and Regulatory Developments SPOTLIGHT: The DOJ Is Investigating Visa’s $5.3 Billion Bid for Plaid on Antitrust GroundsTech Crunch – October 28, 2020 It’s not just big tech that’s getting the antitrust treatment from the Department of Justice. [read post]
23 Oct 2020, 11:17 am
The Goldman Sachs Group Inc. and its Malaysian subsidiary have admitted to conspiring to violate the Foreign Corrupt Practices Act (FCPA) by engaging in a scheme to pay more than $1.6 billion in bribes to foreign officials in exchange for lucrative contracts. [read post]
8 Oct 2020, 8:56 am
.; Chase Bank USA NA; JPMorgan Chase & Co.; JPMorgan Chase Bank NA; Wells Fargo & Co.; and Wells Fargo Bank NA. . . . [read post]
18 Sep 2020, 2:01 pm
Goldman Sachs Group Inc. v. [read post]
25 Jul 2020, 6:02 am
Goldman Sachs & Co., 283 A.D.2d 246 (N.Y. [read post]
23 Jul 2020, 7:22 am
Top Payment Cos. [read post]
11 Apr 2020, 3:00 am
John Fund, Inc. [read post]
31 Mar 2020, 4:31 am
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
13 Mar 2020, 1:51 pm
Initial Public Offering And Underwriters Beyond Meat held it’s initial public offering (IPO) in May, 2019, with Goldman Sachs, J.P. [read post]
11 Mar 2020, 8:47 am
SR Fixed DTD 1/13/12 Morgan Stanley DTD 3/15/12 Morgan Stanley SR Fix/Flt INT DTD 4/30/12 5G Structured Products ING DTD 11/30/12 Goldman Sachs Group Inc CLL DTD 2/11/13 Societe Generale DTD 3/28/13 Citibank N A DTD 5/30/13 Societe Generale DTD 6/28/13 East West BK Pasadena Calif DTD 10/4/13 Centaurus Financial, Inc. [read post]
9 Jan 2020, 7:53 am
Furthermore, it was announced on 16 December 2019 that Indian banks are set to receive USD 7.6bn following the resolution of several notable insolvency proceedings, including: (a) INR 415.5bn in respect of INR 470bn loans extended to Essar Steel; (b) INR 54bn in respect of INR 120bn loans extended to Prayagraj Power Generation Co.; (c) INR 43.5bn in respect of INR 120bn loans extended to Ruchi… [read post]
20 Oct 2019, 5:58 am
& HSBC Securities USA, Inc.; Wells Fargo; & Goldman Sachs & Co. [read post]
20 Sep 2019, 6:17 am
Simpkins, Davis Polk & Wardwell LLP, on Saturday, September 14, 2019 Tags: Board composition, Boards of Directors, Capital structure, Climate change, Disclosure, Diversity, Environmental disclosure, ESG, Institutional Shareholder Services Inc. [read post]
5 Sep 2019, 4:33 am
Pac., LLC v Wilson, Elser, Moskowitz, Edelman & Dicker, LLP, 38 AD3d 34, 38 [2006]; see EBC I, Inc. v Goldman, Sachs & Co., 5 NY3d 11, 19 [2005]; Tooma v Grossbarth, 121 AD3d 1093, 1095 [2014]). [read post]
17 May 2019, 6:06 am
Securities and Exchange Commission, on Monday, May 13, 2019 Tags: Broker-dealers, Cryptocurrency, Financial technology, Howey test, ICOs, Regulation A, SEC, SEC enforcement, Securities enforcement, Securities regulation Goldman Sachs and the 1MDB Scandal Posted by Dennis M. [read post]
30 Apr 2019, 12:26 pm
He was also registered with Goldman, Sachs & Co. in New York, NY from August 30, 1996 until May 5, 2004, FINRA states. [read post]
25 Apr 2019, 12:02 pm
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Austin, Phillip JP Morgan Securities Chase Investment Services Bishop, Tywan Charles Schwab & Co E Trade Securities Delaney,… [read post]
