Search for: "Gary Martin"
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9 Apr 2022, 11:14 am
Unhappy Customers Pull Out All the GameStops In FINRA Arbitration Win Against Charles Schwab (BrokeAndBroker.com Blog)For a Second Time, Federal Court Says Price Isn't Right In UBS Whistleblower Retaliation (BrokeAndBroker.com Blog)Montgomery County and Florida Women Convicted of Conspiring to Access Company Computers For Money (DOJ Release)SEC Charges Shareholders, Attorney in Penny Stock Fraud Scheme (SEC Release)"Building Upon a Long Tradition" - Remarks before the Ceres… [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Wednesday, April 6, 2022 Tags: Information asymmetries, Information environment, Inside information, Insider trading, Mergers & acquisitions, SEC, SEC enforcement, Securities enforcement, Securities regulation Corporate Leadership’s Indispensable Role in Promoting Equality Posted by Martin Lipton and Leo E. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Wednesday, April 6, 2022 Tags: Information asymmetries, Information environment, Inside information, Insider trading, Mergers & acquisitions, SEC, SEC enforcement, Securities enforcement, Securities regulation Corporate Leadership’s Indispensable Role in Promoting Equality Posted by Martin Lipton and Leo E. [read post]
8 Apr 2022, 4:00 am
District Court Judge Trevor McFadden, a Donald Trump appointee, acquitted Matthew Martin of four misdemeanor counts of trespassing and disorderly conduct in a bench trial, handing the Justice Department its first defeat in a Capitol breach prosecution. [read post]
22 Mar 2022, 9:48 am
Edited by Gary J. [read post]
18 Mar 2022, 6:02 am
Women and M&A Posted by Afra Afsharipour (UC Davis), on Friday, March 11, 2022 Tags: Decision-making, Diversity, ESG, Management, Mergers & acquisitions Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
17 Mar 2022, 10:34 am
Key Findings Policymakers on both the left and right have brought industrial policy back into focus after slow growth over the past few decades and growing concern over the state of America’s manufacturing sector. [read post]
3 Mar 2022, 7:43 am
Written by Sarah Bayer Edited by Gary J. [read post]
10 Feb 2022, 9:03 pm
SEC Chair Gary Gensler stated that the proposed changes “would help ensure that whistleblowers are both incentivized and appropriately rewarded for their efforts in reporting potential violations of the law. [read post]
28 Jan 2022, 5:47 am
Schwarcz (Duke University), on Tuesday, January 25, 2022 Tags: Bitcoin, Blockchain, Cryptocurrency, Financial regulation, Financial technology, Stablecoins, Systemic risk Cybersecurity and Securities Laws Posted by Gary Gensler, U.S. [read post]
28 Dec 2021, 9:16 am
• Gary Hach, 62, of Southlake, died August 23, 2020. [read post]
9 Dec 2021, 11:45 am
Trailer: https://youtu.be/ZT1wb8_tcYU Edge of Darkness (2010) Directed by Martin Campbell. [read post]
5 Nov 2021, 5:49 am
Securities and Exchange Commission, on Thursday, November 4, 2021 Tags: Climate change, ESG, No-action letters, Rule 14a-8, Say on climate, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Remarks by Chair Gensler Before the Asset Management Advisory Committee Posted by Gary Gensler, U.S. [read post]
2 Nov 2021, 8:26 pm
[Doomsday warnings don't hold up] The debate over carrying firearms outside the home often is accompanied by predictions that public carry will lead to more violent crime. [read post]
22 Oct 2021, 4:00 am
National/Federal Advocates Worry Biden Is Letting U.S. [read post]
8 Oct 2021, 6:00 am
DuClos, Sidley Austin LLP, on Tuesday, October 5, 2021 Tags: Capital formation, Institutional Investors, IPOs, Mergers & acquisitions, PIPE, Shareholder activism, SPACs, Special purpose vehicles Director Pay Levels Were Flat Among the 100 Largest US Companies Posted by Dan Laddin, Matt Vnuk, and Whitney Cook, Compensation Advisory Partners, LLC, on Tuesday, October 5, 2021 Tags: Board independence, Boards of… [read post]
8 Oct 2021, 4:00 am
National/Federal Court Orders FEC to Rule on Complaints Against NRA’s Alleged Campaign Coordination Scheme MSN – Soo Rin Kim (ABC News) | Published: 10/1/2021 A federal court ordered the FEC to rule on pending complaints that allege the National Rifle Association (NRA) used shell entities to illegally coordinate campaign spending with federal candidates, including with the 2016 presidential campaign of Donald Trump. [read post]
4 Oct 2021, 6:01 am
Edited by Gary J. [read post]
24 Sep 2021, 8:43 am
Martin, Sam Waterson, Mariska Hargitay, Ice-T, Christopher Meloni, and Dann Florek.Genre: DramaNetwork: NBCSeasons: 20 (Law & Order), 23 (Law & Order SVU, 24th Season Expected This Month) Matlock Plot: Ben Matlock is a renowned Atlanta criminal defense attorney with one goal: demonstrate sufficient reasonable doubt to win the case for his client. [read post]
3 Sep 2021, 5:46 am
Davis, Kirkland & Ellis LLP, on Saturday, August 28, 2021 Tags: Delaware cases, Delaware law, Due diligence, Joint ventures, Merger litigation, Mergers & acquisitions, New York, Non-competition agreements, State law Statement by Chair Gensler on Broker-Dealer and Investment Adviser Digital Engagement Practices Posted by Gary Gensler, U.S. [read post]
