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16 Jun 2023, 9:45 am
Hester Presidential Professor, University of Oklahoma College of Law.] [read post]
12 Jun 2023, 11:45 am
Bradley Hester originally brought the case Hester v. [read post]
18 May 2023, 6:23 am
While Commissioner Hester Peirce voted to approve the proposal, she expressed concern that testing the CCAs’ plans every 12 months could impose undue burdens on clearing agencies, participants and other stakeholders. [read post]
12 May 2023, 6:30 am
Statement by Commissioner Peirce on Share Repurchase Disclosure Modernization Posted by Hester M. [read post]
12 May 2023, 6:30 am
Statement by Commissioner Peirce on Share Repurchase Disclosure Modernization Posted by Hester M. [read post]
6 May 2023, 10:49 am
A list of this week’s featured petitions is below: Hester v. [read post]
5 May 2023, 6:31 am
Posted by Hester M. [read post]
5 May 2023, 6:31 am
Posted by Hester M. [read post]
5 May 2023, 6:30 am
Four Facts About ESG Beliefs and Investor Portfolios Posted by Stephen Utkus (University of Pennsylvania), on Friday, April 28, 2023 Tags: equities, ESG, ESG assets, holdings, investor portfolios, Retail investors, Stock returns Remarks by Commissioner Peirce before Eurofi Posted by Hester M. [read post]
5 May 2023, 6:30 am
Four Facts About ESG Beliefs and Investor Portfolios Posted by Stephen Utkus (University of Pennsylvania), on Friday, April 28, 2023 Tags: equities, ESG, ESG assets, holdings, investor portfolios, Retail investors, Stock returns Remarks by Commissioner Peirce before Eurofi Posted by Hester M. [read post]
4 May 2023, 9:02 am
The reporting changes are designed to provide the Financial Stability Oversight Council (FSOC) with more timely information to assess systemic risk, and to boost the Commission’s oversight of private fund advisers and its investor protection efforts, the SEC said.The amendments passed by a 3-2 vote, with Commissioners Hester Peirce and Mark Uyeda voting against their approval. [read post]
4 May 2023, 12:15 am
Commissioner Hester Peirce described this as a "commendable and much needed change". [read post]
3 May 2023, 9:03 pm
., Hester M. [read post]
3 May 2023, 5:28 am
By Lene Powell, J.D.In pointed remarks, SEC Commissioner Hester Peirce found fault with mandatory standards for environmental, social, and governance (ESG) disclosures, saying regulators’ true aim is not to bring about comparability or consistency, but rather to direct private capital flows toward government objectives. [read post]
29 Apr 2023, 6:30 am
Posted by Hester M. [read post]
29 Apr 2023, 6:30 am
Posted by Hester M. [read post]
28 Apr 2023, 8:20 am
By John Filar AtwoodIt is time to consider expanding the qualifications for accredited investors, according to SEC Commissioner Hester Peirce, who suggested at the SEC’s annual Small Business Forum that perhaps the definition should include investors who had passed a sufficiently rigorous test, taken high-quality investing courses, or had relevant professional degrees. [read post]
17 Apr 2023, 5:00 am
”Standing firmly against the proposed amendment, Commissioner Hester Pierce argued, “We stretch the statutory definition of ‘exchange’ beyond a reasonable reading to reach a poorly defined set of activities with no evidence that investors will benefit. [read post]
28 Mar 2023, 9:01 pm
In a statement, Commissioner Hester Peirce objected to the proposed amendments as overly prescriptive. [read post]
23 Mar 2023, 7:19 am
(Hester Peirce, SEC). [read post]