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15 Nov 2023, 5:10 am
Morae Expands Global Reach, Acquires UK’s Exigent In a relevant development demonstrating further consolidation in the legal industry, Morae Global Corporation has announced its strategic acquisition of Exigent Group Limited, a UK-based provider of technology and managed legal services. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 6:31 am
hsCtaTracking=45ff0e63-%207af7-4e28-ba3c-7985d01e390a%7C74c0265a-20b3-478c-846b-69784730ccbd;%20https://7114621.fs1.hubspotusercontentna1.net/hubfs/7114621/2023%20Reports/2023-Investment-Manager-Thematic-Voting-PolicyGL.pdf? [read post]
14 Nov 2023, 6:31 am
hsCtaTracking=45ff0e63-%207af7-4e28-ba3c-7985d01e390a%7C74c0265a-20b3-478c-846b-69784730ccbd;%20https://7114621.fs1.hubspotusercontentna1.net/hubfs/7114621/2023%20Reports/2023-Investment-Manager-Thematic-Voting-PolicyGL.pdf? [read post]
13 Nov 2023, 5:40 pm
Personal services and management contracts and outcomes-based payment arrangements. [read post]
12 Nov 2023, 7:22 am
Moving forward Sets of “best practices” for AI governance are emerging from local and national jurisdictions and transnational organisations, with oversight from groups such as the UN’s AI advisory board and the US’s National Institute of Standards and Technology. [read post]
3 Nov 2023, 10:39 am
It could be someone managing their personal securities trading, getting involved in private placements, or offering advisory services related to securities. [read post]
1 Nov 2023, 6:11 am
Through it all, explained Mersinger, the derivatives markets provide risk management and price discovery to those directly impacted by uncertainty in the energy markets. [read post]
31 Oct 2023, 6:26 am
This effort requires investments in AI-related education, training, development, research, and capacity, while simultaneously tackling novel intellectual property (IP) questions and other problems to protect inventors and creators. [read post]
26 Oct 2023, 12:50 pm
The post Julie Darrah Allegedly Defrauded Elderly Advisory Clients appeared first on The White Law Group. [read post]
26 Oct 2023, 7:00 am
Please visit our Investment Adviser Practice Group page for more information. [read post]
19 Oct 2023, 7:42 am
Consello Capital was recently formed as the private equity investment division of advisory firm The Consello Group. [read post]
18 Oct 2023, 9:01 pm
(DIMA) for material misstatements and shortcomings in its policies and procedures related to Environmental, Social and Governance (ESG) investing.[1] TheOrder resolves a longstanding investigation by the SEC into “greenwashing” allegations against Deutsche Bank AG’s asset-management arm, DWS Group (DWS), which we discussed in our September 20, 2021 Advisory. [read post]
18 Oct 2023, 7:43 am
His scheme consisted of persuading victims to invest in Crew Capital Group, LLC, however Swensen did not invest in any securities, according to the agency. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
20 Sep 2023, 9:01 pm
As a first step, private equity sponsors should consider whether any EU entity in their own group (generally comprising the management and advisory companies, any service companies and general partners) is in scope. [read post]
20 Sep 2023, 5:50 am
The transaction was financed by Woodforest National Bank and NorthCoast Mezzanine, with advisory roles played by Kenyon Group, BakerHostetler, and Moss Adams. [read post]
20 Sep 2023, 2:10 am
Among this group, 14 million (5.5%) suffer from a Serious Mental Illness (SMI). [read post]
20 Sep 2023, 2:10 am
Among this group, 14 million (5.5%) suffer from a Serious Mental Illness (SMI). [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
