Search for: "Investment Property Advisors, Inc." Results 61 - 80 of 623
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3 Dec 2016, 11:30 am by Adam Weinstein
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against financial advisor Troy Tremblay (Tremblay) currently registered with Centaurus Financial, Inc. [read post]
19 Mar 2020, 7:00 am by Renae Lloyd
It also maintains property management, construction management and/or leasing offices at several of its shopping-center properties. [read post]
4 Nov 2011, 2:46 pm
A New Jersey investment advisor was sentenced to 14 years in prison recently after pleading guilty to one count of securities fraud and use of manipulative and deceptive devices plus one count of transacting in criminal property. [read post]
16 Apr 2020, 1:06 pm by Renae Lloyd
DC Industrial Liquidating Trust was formed on September 18, 2015, to hold and liquidate the 11 properties excluded from the merger of Industrial Income Trust Inc. [read post]
14 Oct 2017, 12:12 pm by Adam Weinstein
According to BrokerCheck records financial advisor David Capin (Capin), currently associated with Summit Brokerage Services, Inc. [read post]
10 Nov 2017, 5:56 am by Adam Weinstein
According to BrokerCheck records financial advisor Victor Sibilla (Sibilla), currently associated with Westpark Capital, Inc. [read post]
16 Jun 2020, 11:20 am by Renae Lloyd
Essential Properties Realty Trust (EPRT) Securities Investigation Have you suffered losses investing in Essential Properties Realty Trust at the advice of your financial advisor? [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other… [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other… [read post]
25 Apr 2019, 10:59 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael Olinde (Olinde), currently associated with Capital Financial Services, Inc. [read post]
30 Aug 2018, 5:15 am by InvestorLawyers
(“HTI”), may have FINRA arbitration claims, if their investment was recommended by a financial advisor who lacked a reasonable basis for the recommendation, or if the nature of the investment was misrepresented by the stock broker. [read post]