Search for: "Lene Powell"
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21 Jun 2017, 8:27 am
By Lene Powell, J.D.The CFTC Inspector General (OIG) concluded that the CFTC did not analyze possible costs and benefits in enough detail in considering a 2015 rule establishing margin requirements for uncleared swaps. [read post]
17 Dec 2015, 8:36 am
By Lene Powell, J.D.The CFTC proposed new rules to increase system safeguards for critical infrastructure including derivatives exchanges, swap execution facilities, clearinghouses, and swap data repositories. [read post]
24 Apr 2018, 5:00 am
By Lene Powell, J.D. [read post]
18 Dec 2023, 5:36 am
By Lene Powell, J.D.The Commodity Futures Trading Commission has proposed amendments to CFTC regulations regarding real-time public reporting and swap data recordkeeping and reporting. [read post]
6 May 2020, 8:10 pm
By Lene Powell, J.D. [read post]
Senator Kennedy introduces bill to require SPACs to better explain sponsor compensation to investors
5 May 2021, 8:24 am
By Lene Powell, J.D.As the spike in SPAC offerings continues, a new bill introduced by Sen. [read post]
19 Sep 2017, 8:03 am
By Lene Powell, J.D.To reduce cross-border regulatory conflict and duplication, the International Swaps and Derivatives Association, Inc. [read post]
30 Aug 2017, 6:59 am
By Lene Powell, J.D.An action filed in the Southern District of New York alleges that 27 banks have conspired since 2007 to fix and manipulate the markets for U.S. [read post]
6 Feb 2024, 7:12 am
By Lene Powell, J.D.A group of U.S. lawmakers pressed Congressional decisionmakers to eliminate legislative riders that would block federal funds in broad ways relating to environmental, social, and governance (ESG) issues. [read post]
9 Feb 2024, 5:25 am
By Lene Powell, J.D.In a new court filing, ExxonMobil argues the withdrawal of a shareholder proposal on greenhouse gas emissions does not moot its claim for declaratory relief. [read post]
7 Dec 2017, 7:51 am
By Lene Powell, J.D.Heading off possible fragmentation of E.U. and U.S. derivatives markets, the European Commission announced that it will recognize CFTC-authorized Designated Contract Markets (DCMs) and Swap Execution Facilities (SEFs) as eligible for compliance with EU derivatives trading requirements under MiFID II/MIFIR. [read post]
5 Jan 2022, 6:08 am
By Lene Powell, J.D.In a new series of staff letters, the CFTC revised previous no-action relief to reflect guidance by the U.K. [read post]
8 Nov 2016, 5:00 am
By Lene Powell, J.D.SIFMA Asset Management Group (AMG) submitted a comment letter requesting relief relating to uncleared swaps margin requirements established by the CFTC and prudential regulators. [read post]
18 Feb 2016, 5:00 am
By Lene Powell, J.D.An Illinois federal district court dismissed a private action alleging that anonymous traders manipulated futures markets by “spoofing” trades on the Chicago Board of Trade, ruling that the Federal Arbitration Act required the matter to be arbitrated. [read post]
6 Jan 2016, 8:20 am
By Lene Powell, J.D.In the guise of a comment letter on a BATS proposal to strengthen its authority to combat disruptive trading, a commenter pretending to represent a fictional proprietary trading firm pilloried SEC Investor Advocate Rick Fleming on the subject of high-frequency trading. [read post]
13 Dec 2022, 5:15 am
By Lene Powell, J.D.Watchdog group Better Markets has filed a complaint asking the CFTC Inspector General to investigate Commissioner Caroline Pham for “possible ethics violations and misuse of her position. [read post]
15 Sep 2021, 4:18 pm
By Lene Powell, J.D.The White House announced President Joe Biden’s intent to nominate three individuals for seats on the Commodity Futures Trading Commission. [read post]
16 Nov 2016, 5:00 am
By Lene Powell, J.D.In remarks before CME Global Financial Leadership Conference, CFTC Chairman Timothy Massad said he does not expect a wholesale repeal of the Dodd-Frank Act in the next administration, though this is being cited as a priority of the Trump administration. [read post]
16 Mar 2018, 7:06 am
By Lene Powell, J.D. [read post]
2 Nov 2023, 6:10 am
By Lene Powell, J.D.Senator Josh Hawley (R-Mo) has introduced a bill aiming to limit public corporations’ ability to influence elections. [read post]