Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
Results 61 - 80
of 150
Sorted by Relevance
|
Sort by Date
4 Feb 2015, 7:05 am
In a recent letter to Chair Mary Jo White, while applauding the Commission’s efforts to prioritize the needs of small business in American capital markets, the senators warned that “proper implementation is vital to achieving the stated purpose of the Pilot. [read post]
28 Sep 2016, 11:49 am
“Today’s proposal to shorten the standard settlement cycle is an important step in the SEC’s ongoing efforts to enhance the resilience and efficiency of the U.S. clearance and settlement system,” said SEC Chair Mary Jo White. [read post]
10 Feb 2016, 11:25 am
“These final rules are integral to the SEC’s regulation of the security-based swap market, marking a key milestone in the completion of our regime for overseeing dealers,” said SEC Chair Mary Jo White. [read post]
21 Apr 2016, 4:32 pm
Department of Justice and the Securities and the Securities Exchange Commission are investigating the company. [read post]
3 Nov 2015, 6:28 am
Securities and Exchange Commission, on Tuesday, November 3, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
26 Apr 2016, 1:13 pm
Securities and Exchange Commission (“SEC”) and the U.S. [read post]
12 Jul 2016, 6:41 am
“I welcome the new members and thank all members who have served and continue to serve on the Investor Advisory Committee,” said SEC Chair Mary Jo White. [read post]
28 Jun 2016, 6:57 am
Securities & Exchange Commission, on Tuesday, June 28, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
23 Dec 2014, 7:19 pm
On February 24, 2014, SEC Chair Mary Jo White appointed Rick A. [read post]
5 Apr 2016, 6:24 am
Securities & Exchange Commission, on Tuesday, April 5, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 Apr 2016, 6:24 am
Securities & Exchange Commission, on Tuesday, April 5, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
27 Jan 2016, 2:52 pm
SEC chair Mary Jo White has publically commented on the matter, stating “Through information sharing and conducting comprehensive examinations, OCIE continues to promote compliance with the federal securities laws to better protect investors and our markets. [read post]
13 Jul 2016, 10:12 am
“This action ensures the public’s accessibility to transaction information, extends the scope of Regulation SBSR to additional entities and transactions and completes an important mandate under Title VII of the Dodd-Frank Act,” said SEC Chair Mary Jo White. [read post]
11 Apr 2013, 9:30 pm
The Senate confirmed Mary Jo White as chair of the SEC. [read post]
19 Nov 2016, 6:49 am
Securities and Exchange Commission, on Saturday, November 19, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
24 Nov 2015, 6:00 am
Securities and Exchange Commission, on Tuesday, November 24, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
6 Apr 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, April 6, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
6 Apr 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, April 6, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
23 Feb 2016, 6:26 am
Securities & Exchange Commission, on Tuesday, February 23, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
17 Dec 2015, 6:28 am
Securities and Exchange Commission, on Thursday, December 17, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
