Search for: "Merrill Lynch Government Securities, Inc."
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4 Feb 2014, 11:00 pm
Morgan Chase settlement follows Bank of America Corp. in September which agreed to pay $39 million to settle a discrimination lawsuit brought on behalf of female financial advisers and licensed trainees at Merrill Lynch. [read post]
22 Oct 2013, 5:00 am
U.S. attorneys in New Jersey are looking into deals involving Merrill Lynch & Co., purchased by the firm in 2009, the people said.If claims are brought, Bank of America would join JPMorgan Chase & Co. [read post]
13 Sep 2013, 2:27 pm
Merril Lynch, 13 CV 1531, Judge Baer rejected motions to compel arbitration filed by Merrill Lynch, Pierce, Fenner & Smith, Inc; and Bank of America Corporation. [read post]
3 Jan 2013, 12:58 pm
The settlement’s principal beneficiaries will be the pension funds that suffered substantial losses in their Bank of America investments following the ill-fated Merrill Lynch acquisition. [read post]
13 Nov 2012, 11:54 am
Merril Lynch, Pierce Fenner andamp; Smith, Inc., 532 F. [read post]
19 Oct 2012, 3:16 pm
Carroll sued Kelliher and Merrill Lynch. [read post]
11 Sep 2012, 5:27 pm
(WFC), JPMorgan (JPM), Royal Bank of Canada's (RY) RBC Capital Markets division, Bank of America Corp's (BAC) Merrill Lynch division (MER), Morgan Stanley (MS), and Barclays PLC (BCS). [read post]
14 Aug 2012, 12:36 pm
Merrill Lynch & Co., 671 F.3d 120, 127 (2d Cir. 2011) (implementing a lead plaintiff in a securities related multidistrict litigation case); In re Aqua Dots Prods. [read post]
11 Aug 2012, 1:56 pm
Mahaffy (PDF) SEC Loses Lawsuit Against Ex-Citigroup Official Stoker, Bloomberg, July 31, 2012 More Blog Posts: Citigroup’s $285M Settlement With the SEC Is Turned Down by Judge Rakoff, Stockbroker Fraud Blog, November 28, 2011 SEC Looks Likely to Win Appeal in $285M Securities Settlement that Judge Rakoff Rejected, Institutional Investor Securities Blog, March 15, 2012 While Former Merrill Lynch & Co. [read post]
1 Aug 2012, 5:51 am
Gibbs, President of the Municipal Securities Group, Jefferies & Company, Inc. [read post]
3 Jul 2012, 7:26 am
The Fed eventually pressured the bank to raise more capital in the fall of 2008 and forced it to slash its quarterly dividend to a penny in early 2009 as the bank accepted a second slug of US aid to help complete a separate purchase of Merrill Lynch. [read post]
28 Jun 2012, 3:38 pm
The Financial Industry Regulatory Authority says that it is fining Merrill Lynch, Pierce, Fenner & Smith, Inc. $2.8M in the wake of certain alleged supervisory failures that the SRO says led to the financial firm billing clients unwarranted fees. [read post]
6 Jun 2012, 5:00 am
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
18 Apr 2012, 9:15 am
Some of these losses were the result of some variation of securities fraud, to be sure. [read post]
2 Apr 2012, 6:15 am
What follows below are slides from an actual presentation of a Residential Mortgage-backed Securities – RMBS/REMIC deal… but NOT the slides from a “road show” presentation to potential investors… what you’re about to see are slides from an INTERNAL meeting that was actually held back in February of 2006 when WMC Mortgage’s management presented the company’s second RMBS securitization deal to the management from parent company, GE. [read post]
29 Mar 2012, 4:25 pm
The lawsuit blamed the company and Bank of America's Merrill Lynch unit for passing along expenses and high fees that were unreasonable to some two million workers. [read post]
3 Feb 2012, 11:43 am
Bank of America and Merrill Lynch (now merged) settled 15 cases, but received 39 waivers. [read post]
14 Jan 2012, 8:52 am
This will rank it third behind Morgan Stanley Smith Barney and just under Bank of America Corp.'s (BAC) Merrill Lynch. [read post]
1 Dec 2011, 1:58 pm
Merrill Lynch Professional Clearing Corp. 63.7M Source: Securities Arbitration Commentator Inc. [read post]
6 Sep 2011, 12:17 pm
Merrill Lynch & Co. / First Franklin Financial Corp.14. [read post]
