Search for: "Moore Securities Company" Results 61 - 80 of 730
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26 Jul 2016, 3:15 pm by Mark Astarita
The Securities and Exchange Commission today announced that State Street Bank and Trust Company has agreed to pay $382.4 million in a global settlement for misleading mutual funds and other custody clients by applying hidden markups to foreign currency exchange trades. [read post]
15 Jun 2007, 4:10 pm
Sicko, Michael Moore's scathing look at the healthcare industry and the pharmaceutical companies that are destroying it, is scheduled to debut June 29 in theaters. [read post]
17 Jun 2009, 2:11 pm
http://www.theadvertiser.com/article/20090617/NEWS01/906170327/1002/NEWS01/Fraud-allegations-mount--Louisiana-s-attorney-general-targets-The-Stanford-Group--voice-your-opinion-nowJeff Moore • jeffmoore@theadvertiser.com • June 17, 2009 State launches criminal probe of company linked to pyramid schemeLocal investors who lost money to The Stanford Group could help build a criminal case against… [read post]
4 Nov 2022, 6:30 am
Arnold, Cravath, Swaine & Moore LLP, on Friday, October 28, 2022 Tags: Disclosure, Dodd-Frank Act, Engagement, Executive Compensation, pay versus performance, SEC, Securities Act, Shareholder activism Remarks by Commissioner Uyeda at the Georgetown Law Hotel and Lodging Summit Posted by Mark T. [read post]
2 Dec 2014, 6:33 am
Part II focuses on transnational threats including counter proliferation activities, freedom of navigation, Illegal, Unreported and Unregulated (IUU) fishing, and the regulation of private maritime security companies. [read post]
18 Jun 2015, 3:18 pm by David Fraser
Canadians need to have confidence that their online transactions are secure, their privacy is protected and their families are safe from online threats. [read post]
28 Jun 2018, 11:56 am by Staff Attorney
While the size of the private placement market is unknown, according to 2008 estimates, companies issued approximately $609 billion of securities through Regulation D offerings. [read post]
25 Mar 2016, 7:40 pm by Sabrina I. Pacifici
A few weeks later, another story broke: the US National Security Agency (NSA) had successfully intercepted Google traffic; data had been securely encrypted between Google and its users, but sent in clear text between the company’s data centres. [read post]
24 May 2014, 2:06 pm by James Hamilton
The bill would also amend the SEC’s Form S-3 registration statement to allow a smaller reporting company with a class of common equity securities listed and registered on a national securities exchange to register a primary securities offering exceeding one-third of the company’s public float. [read post]
24 Jan 2017, 5:00 am by John Jascob
John White, a partner at Cravath, Swaine & Moore, moderated the panel, which also included PricewaterhouseCoopers managing partner Michael Gallagher and IASB member Mary Tokar.New standards on the horizon. [read post]
7 Jun 2016, 10:35 am by Mark Astarita
The Securities and Exchange Commission today announced non-prosecution agreements (NPAs) with two unrelated companies that will forfeit ill-gotten gains connected to bribes paid to Chinese officials by foreign subsidiaries. [read post]
6 Sep 2017, 9:41 am by Mark Astarita
Attorney’s Office for the Southern District of New York.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
14 Jul 2022, 8:16 am by Overhauser Law Offices, LLC
DUE DILIGENCE 6766900 TUMBLEBEAR 6766587 TUMBLEBUS 6766573 A BROTHERLY HAND 6765516 PLAN PROTECT RETIRE 6765240 INDY JUNETEENTH CELEBRATION 6765039 THIS IS FINANCIAL SECURITY 6765037 BUTTERFLY BAND-IT 6764807 EMPOWER YOU THROUGH L.I.F.T. 6764734 BARNYARD CHRONICLES 6764677 PROBLEU 6764631 GRATEFUL GOURMET 6764629 GRATEFUL GOURMET 6764407 COFFECTIVE 6769674 TRUCLIMATE 6764383 COFFECTIVE 6764366 CLEAR CHOICE HEARING AID CENTERS 6769667 ELECTRUM INK 6764188 IBWE 6764156 T. [read post]
17 Sep 2010, 12:14 pm by Kara OBrien
Any company that is a ‘34 Act registrant unless: A company’s only public securities are debt. [read post]
10 Feb 2021, 6:49 am by John Jascob
Linda Moore, President and CEO of TechNet, expressed support for the CCMC petition and reiterated the notion that event-driven securities suits are less carefully investigated before filing and instead rely on more "tenuous" theories of liability. [read post]
5 Mar 2018, 5:41 am by Staci Zaretsky
The Texas State Securities Board sent a cease-and-desist letter demanding that the company remove photos of the justice and the lawyers from its site. [read post]
16 Aug 2019, 11:48 am by Vishnu Kannan
The web infrastructure and security company CloudFlare acknowledged the risks of providing services to outlets such as 8chan in the company’s filings with the Securities and Exchange Commission as part of its initial public offering, CyberScoop writes. [read post]
21 Sep 2022, 8:27 am by Bob Ambrogi
In 1992, the Harvard Law School graduate was an associate at Cravath, Swaine and Moore when he left to start a brewery. [read post]