Search for: "Net Connection, LLC"
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1 Apr 2009, 8:22 am
Davis of Page Perry, LLC in Atlanta, GA, who, along with Mark E. [read post]
7 Aug 2013, 1:42 pm
In addition, Zip International Group LLC of Edison, N.J., is recalling Baltic Sprats in Spicy Brine Net Wt. 15.8 Oz (450g) in plastic packaging, also because of the potential Listeria contamination. [read post]
9 Nov 2015, 3:19 pm
According to InvestmentNews, “The probe focuses on potential violations ‘regarding alleged misrepresentations, suitability, and supervision in connection with sales and replacements of variable annuities and certain riders on such annuities,’MetLife said in the filing. [read post]
16 Apr 2010, 8:00 am
In 2004, before Anderson obtained a securities license, Ares Management LLC paid Platinum fees totaling approximately $337,000 in connection with investments from both the CRF and the New York City pension funds. [read post]
14 Sep 2022, 11:59 am
The SEC believes Oppenheimer was negligent in making these statements because its regular practice was to not obtain the information necessary to know whether its sales of municipal securities would or did meet the limited offering exemption requirements.The Commission noted that in connection with the 354 offerings in question Oppenheimer realized at least $1.9 million in net profits. [read post]
30 Dec 2013, 6:33 am
In addition, at least four customers have filed complaints against Issacs in connection with his sales activities. [read post]
5 Dec 2017, 6:56 am
Bennett and her company, DJB Holdings, LLC, with fraud in connection with their sale of notes backed by the company. [read post]
21 Apr 2021, 9:37 am
They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
31 Jan 2014, 5:15 am
Penn held himself out as an ultra-sophisticated and well-connected investor in the private equity world," said Andrew M. [read post]
31 Aug 2023, 7:38 am
Howard committed procurement fraud in connection with the SBA 8(a) Business Development program. [read post]
9 Dec 2009, 8:00 am
Pirate Investor, LLC, 2009 WL 2949091 (4th Cir., Sept. 15, 2009), the SEC filed suit against Pirate Investor, LLC ("Pirate"), alleging the publisher made fraudulent misrepresentations violating §10(b) of the 1934 Securities Exchange Act. [read post]
7 Oct 2014, 5:30 pm
Privacy & Connected Devices – Kristina Eastham of Mintz Levin on the firm’s blog, Privacy & Security Matters Client Development: 3 Statistics Showing Why It Is More Challenging Today – Dallas, Texas lawyer coach Cordell Parvin on the Cordell Parvin Blog High Times in Trade Secrets – Los Angeles lawyer Anthony Orler of Seyfarth Shaw on the firm’s blog, Trading Secrets For more of the best, check out LXBN, a complete review of the top insight and… [read post]
28 Jun 2017, 3:11 pm
Westinghouse Electric Company LLC, No. 573, 2016 (Supr. [read post]
25 Aug 2009, 6:21 pm
Debt relies upon the net outflows of cash to support the argument that there exists a "substantial or continuing loss or diminution of the estate. [read post]
26 Jun 2018, 6:46 am
Woodbridge entities and funds include the following: WMF Management, LLC Woodbridge Group of Companies, LLC Woodbridge Mortgage Investment Fund 1, LLC Woodbridge Mortgage Investment Fund 2, LLC Woodbridge Mortgage Investment Fund 3, LLC Woodbridge Mortgage Investment Fund PA, LLC; and Woodbridge Group of Companies, LLC (DBA Woodbridge Wealth) Brokers like David and Sandra Ferwerda recommended and sold investment in the Woodbridge Group… [read post]
16 Dec 2021, 7:57 am
As the complaint notes, "Defendants tout their communications technology marketed as Car-Net as including 4G LTE connectivity. [read post]
29 Jul 2020, 4:31 pm
The stock transactions—which included “naked options” trades in a futures account—resulted in net losses of $525,693 in May, and $2,733,455.40 in June. [read post]
Madoff Trustee Files Clawback Lawsuits Collectively Seeking Over $1B For BLMIS Feeder Fund Transfers
12 Jun 2012, 8:06 pm
Madoff Investment Securities LLC, has filed nearly a dozen clawback lawsuits seeking to recover more than $1 billion from investments by “feeder” funds tied to the failed financial firm. [read post]
29 Jun 2020, 3:26 am
The plan used the same net investment method used by Mr. [read post]
20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
