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13 Jun 2018, 1:11 pm by Silver Law Group
DeVere USA Inc. has been registered with the Securities and Exchange Commission since June 5, 2013 and is incorporated in the State of Florida with its principal place of business in New York. [read post]
29 Oct 2013, 11:00 am by Ernest Badway
District Court for the District of New Jersey ruled that New Jersey fraud and misrepresentation claims by a venture capital firm over an unsuccessful investment in a telecom concern could proceed. [read post]
24 Jul 2018, 11:28 am by Zamansky
The post New Coin Investing App May Prove Helpful to Rookie Investors appeared first on Zamansky LLC. [read post]
14 Sep 2018, 8:05 am by zamansky
The law firm is investigating alternative investments sold by Purshe Kaplan Sterling Investments Inc. [read post]
5 Oct 2020, 9:13 am by Silver Law Group
(AQST) Investment Losses If you have investment losses with Aquestive Therapeutics, Inc. [read post]
19 Feb 2013, 6:01 pm by John Ottaviani
Venture capital investments in New England rose to $790 million invested in 114 companies in the fourth quarter of 2011, according to the MoneyTree Report by PriceWaterhouseCoopers and the National Venture Capital Association based on data from Thomson Reuters. [read post]
1 Apr 2014, 1:59 pm by D. Daxton White
Have you suffered financial losses as a result of your investment in LifeCare Holdings, Inc? [read post]
17 Feb 2022, 8:26 am by Zamansky LLC
The firm’s founder and lead investment fraud attorney, Jake Zamansky, was recently quoted in Investment News regarding the loss of hundreds of thousands of dollars that investors are facing. [read post]
19 Feb 2013, 6:01 pm by John Ottaviani
Venture capital investments in New England rose to $790 million invested in 114 companies in the fourth quarter of 2011, according to the MoneyTree Report by PriceWaterhouseCoopers and the National Venture Capital Association based on data from Thomson Reuters.Four of those companies are in Rhode Island, netting a total of $35,599,900. [read post]
Editor’s Note: The following post comes to us from Citi Fund Services, Inc., and is a summary of an article that first appeared in the Investment Lawyer, which is available here. [read post]
30 Jun 2023, 10:39 am by Daily Record Staff
An investment group based in Baltimore, Maryland and Naples, Florida, in connection with a 1031 tax deferred exchange, acquired a Walmart Supercenter in Linden, New Jersey for $55 million. [read post]
5 Jan 2021, 12:18 pm by Renae Lloyd
Texas Securities Board Charges The Investment Center Inc. with Failure to Supervise August 2016 – The Texas State Securities Board ordered The Investment Center, Inc. a securities dealer located in Bedminster, New Jersey and registered in Texas to pay $50,000 for allegedly failing to supervise a broker who overloaded clients’ accounts with energy stocks. [read post]
20 May 2013, 9:59 am by D. Daxton White
According to Investment News, the Financial Industry Regulatory Authority (FINRA) has fined VSR Financial Services Inc. $550,000, in addition to a 45-day suspension of their chairman, Don Berry, for over concentrating client portfolios in alternative investments. [read post]
29 Aug 2018, 8:32 am by SSEK Law
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
27 Aug 2018, 5:00 pm by ccollins
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]