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20 May 2024, 10:00 pm
Bloomberg Law published an article written by of counsel Thurston Hamlette discussing the New York Stock Exchange’s (NYSE’s) amendments to NYSE Rule 123D (Halts in Trading), which went into effect on May 11, 2024. [read post]
26 Jun 2020, 4:30 pm
In New York Stock Exchange LLC v. [read post]
22 Dec 2009, 4:54 am
”), on the Hong Kong stock exchange by year’s end. [read post]
28 Sep 2010, 5:00 am
” Sources: Report of the New York Stock Exchange Commission on Corporate Governance September 23, 2010 Press Release:NYSE-Sponsored “Commission on Corporate Governance” Outlines Key Governance Principles - Committee Representing Broad Group of Investors, Issuers, Broker-Dealers, Governance and Proxy Experts Defines 10 Core Principles of Corporate Governance NYSE Commission on Corporate Governance Issues Final Report from TheCorporateCounsel.net… [read post]
16 May 2011, 7:17 am
AP It looks like DOJ lawyers got in the way of Nasdaq’s proposed $11 billion takeover of the New York Stock Exchange. [read post]
16 Mar 2010, 8:11 pm
A U.S. federal judge has agreed to freeze the assets of a company being accused of manipulating the stocks of 38 companies listed on the Nasdaq and New York Stock Exchange via compromised trading accounts, the U.S. [read post]
20 Sep 2018, 10:30 am
Based on the tone and detail of the report, it appears that New York state is about to open a new enforcement front against businesses in the crypto exchange space. [read post]
9 Aug 2010, 2:40 pm
Kohlberg Kravis Roberts, the private equity giant now listed on the New York Stock Exchange, reported a $433.1 million profit for the second quarter. [read post]
8 Nov 2004, 11:55 pm
The proposed rules were formulated following allegations of widespread violations by trading firms at the New York Stock [read post]
1 Sep 2010, 10:17 am
Gary Naftalis of Kramer Levin Naftalis & Frankel, who has spent more than four decades representing some of the biggest names in white-collar litigation history: Enron, Michael Eisner (former Disney chairman), WorldCom, Tyco, GlobalCrossing, and the New York Stock Exchange. [read post]
4 Apr 2007, 5:00 am
The chiefs of the merged New York Stock Exchange and Euronext said Tuesday, on the eve of the opening day of trading of its shares, that they were determined to create a truly global market that would include operations in China. [read post]
2 Jul 2008, 3:53 am
[JURIST] A divison of the New York State Supreme Court dismissed [decision] remaining charges against former New York Stock Exchange (NYSE) [official website] CEO Richard Grasso [BBC profile; JURIST news archive] on Tuesday. [read post]
24 Dec 2019, 5:13 am
The bars by the self-regulatory organization (FSRO), the New York Stock Exchange (NYSE), the Nasdaq Stock Market, Cboe Global Markets, and their affiliate exchanges were part of 10 distinct settlements and come in the wake of allegations that Lek Securities gave foreign traders market access and that some of these traders proceeded to engage in manipulative trading and fraud. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
2 Jan 2010, 12:48 pm
Brings the Force to the New York Stock Exchange This Holiday Season – press release After more than 30 years, Star Wars maintains its position as the #1 selling licensed toy property in the US, with sales over 60% ahead of any other toy license, and 25% ahead of the nearest boys toy property. [read post]
