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21 Aug 2023, 4:34 am by Peter Mahler
This can lead to the beneficiary or principal treating the fiduciary relationship as terminated and seeking legal remedies for the breach of fiduciary duty. [read post]
The idea that investors might choose to consider certain environmental, social, and governance factors when deciding whether to buy shares of a company—a concept commonly known as ESG—continues to gain popularity with trillions of dollars currently held in investment funds that take into account ESG principles. [read post]
1 Aug 2023, 10:02 am by Max Kohn
Paying to induce referrals for services that are covered by any federally funded healthcare program violates the Anti-Kickback Statute. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
” In total, investors in the Ponzi scheme were owed over $110,000,000 in principal. [read post]
13 Jul 2023, 12:22 pm by The White Law Group
During the following months, FINRA alleges that Kim actively misled the firm’s principals, representatives, and customers, into believing that the fund had purchased Company A shares at the $9.75 price. [read post]
8 Jul 2023, 4:33 pm by Barry Barnett
 Restoring the principal enforcement agencies to the funding levels they had when Paradox came out would require Congress to appropriate a total of almost $1 billion—$629,850,000 to the FTC and $324,821,000 to the Antitrust Division.[17] But they actually need more. [read post]
26 May 2023, 11:37 am by Rebecca M. Guidry
Caremark, Inc., 584 F.3d 655, 658 (5th Cir. 2009) (citing McCarthy ex rel. [read post]
24 May 2023, 6:37 am by Paula Junghans
” The indictment and its accompanying “statement of facts” accuse Trump of orchestrating a “catch and kill” scheme with his fixer Michael Cohen, American Media, Inc. [read post]
17 May 2023, 8:18 am by Geoff Schweller
“Today’s settlement demonstrates our continuing commitment to preventing the misuse of taxpayer funds. [read post]
10 May 2023, 9:01 pm by renholding
As noted above, the principal objective of Chapter 11 is to rehabilitate debtors burdened by unsustainable debt and other liabilities. [read post]
8 May 2023, 4:01 am by Peter Mahler
” On appeal the First Department reduced the principal amount of the award but it does not appear the interest rate on the award was contested by either side on appeal. [read post]