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28 Nov 2023, 10:19 am
FINRA BrokerCheck Report – Hector Hernandez According to this FINRA BrokerCheck report, Hector Hernandez was affiliated with the following firms during his career, among others: 12/22/2021 – 04/08/2022, PEAK BROKERAGE SERVICES, LLC (CRD#:157045), San Antonio, TX, B, 07/18/2012 – 12/17/2021, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), Shavano Park, TXB, 10/09/2008 – 07/06/2012, NEXT FINANCIAL GROUP, INC. [read post]
26 Nov 2023, 6:52 am
In 2023, on-premise software accounts for 32% of the market. [read post]
22 Nov 2023, 11:13 am
These can include income garnishment, seizure of property, suspension of driver’s or professional licenses, and in extreme cases, jail time. [read post]
22 Nov 2023, 6:09 am
Poirier is active in numerous professional and civic organizations. [read post]
21 Nov 2023, 3:15 pm
Joseph’s Medical Center (“SJMC”) resolves potential OCR charges that SJMC violated the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”) Privacy Rule by allowing an Associated Press (“AP”) reporter to access, photograph, and review clinical information of three COVID-19 patients without appropriate HIPAA authorization. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
“Last fiscal year’s results demonstrate yet again the Division’s effectiveness—working alongside colleagues throughout the agency—in following the facts and the law wherever they lead to hold wrongdoers accountable. [read post]
13 Nov 2023, 5:05 am
Christie’s Fine Art Storage Services, Inc., a similar suit was brought against Christie’s in a New York state court by the property insurer for the estate of American artist LeRoy Neiman, whose art collection was damaged by Hurricane Sandy’s floodwaters .[13] Mirroring the AXA case, the New York state court’s final ruling, declared that in their contract with Christie’s Fine Art Storage Services, Neiman, had waived their insurers’ right… [read post]
12 Nov 2023, 9:23 pm
With over 30 years of securities law experience, The White Law Group has the expertise to help investors defrauded by their financial professional. [read post]
10 Nov 2023, 1:35 pm
quickly to implement and communicate 2024 health spending account (“HFSA”), high deductible health plan amounts relevant to determining eligibility to contribute to a medical savings account (“MSA”), adoption credit and exclusion limits, and other inflation-adjusted limitations relevant to the annual enrollment, withholding and other year-end tax and benefit planning of workers and their families to assist workers to take into account these… [read post]
9 Nov 2023, 9:01 pm
Traders are specifically excluded from the dealer definition and are defined as “a person who buys and sells securities for his or her own account, either individually or in a fiduciary capacity, but not as part of a regular business. [read post]
9 Nov 2023, 1:07 pm
quickly to implement and communicate 2024 health spending account (“HFSA”), high deductible health plan amounts relevant to determining eligibility to contribute to a medical savings account (“MSA”), adoption credit and exclusion limits, and other inflation-adjusted limitations relevant to the annual enrollment, withholding and other year-end tax and benefit planning of workers and their families to assist workers to take into account these… [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
6 Nov 2023, 11:00 am
According to this FINRA BrokerCheck report, Jason Jodway was affiliated with the following firms during his career, among others: 11/08/2019 – 12/13/2019, ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272), WATERFORD, MI, B, 09/14/2016 – 12/01/2017, SECURIAN FINANCIAL SERVICES, INC. [read post]
6 Nov 2023, 9:46 am
Previously, he was registered with The Strategic Financial Alliance, Inc. [read post]
5 Nov 2023, 3:10 pm
Health plans, health care providers, healthcare clearinghouses and their business associates (“Covered Entities” should check out this new Office of Civil Rights (“OCR”) video intended to educate health care industry players about real world cyber-attack trends from OCR breach reports, OCR investigations and how implementation of appropriate Health Insurance Portability & Accountability Act (“HIPAA”) Security Rile compliance can mitigate their… [read post]
2 Nov 2023, 11:27 am
Policyholders, it’s crucial to thoroughly research lawyers and their professional standing prior to engaging their services. [read post]
30 Oct 2023, 8:53 am
Diversified Collection Services, Inc. (2021 IL 125565) Mayol v. [read post]
25 Oct 2023, 7:17 pm
Grayson Enterprises, Inc., 950 F.3d 386, 408 (7th Cir. 2020). [read post]