Search for: "Securities & Exchang v. Lewis" Results 61 - 80 of 216
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12 Jul 2020, 6:26 pm by Francis Pileggi
In that case, the plaintiff sought to compel the production of documents that the defendant previously produced to the Securities and Exchange Commission (SEC) in connection with an investigation. [read post]
5 Jun 2020, 3:00 am by Jim Sedor
Campaign Funds for Judges Warp Criminal Justice, Study Finds New York Times – Adam Liptak | Published: 6/1/2020 In Gideon v. [read post]
Interest Rate Adjustable interest rate of Secured Overnight Financing Rate (SOFR) plus 250-400 basis points. v. [read post]
Interest Rate Adjustable interest rate of Secured Overnight Financing Rate (SOFR) plus 250-400 basis points. v. [read post]
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
15 Nov 2019, 6:17 am
Securities and Exchange Commission, on Friday, November 8, 2019 Tags: Audits, Compliance and disclosure interpretation, Cryptocurrency, ICOs, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Small firms, Transfer agents Company Hedging Policies: Observations from New Proxy Disclosures Posted by David Gordon, Dina Bernstein, and Andrew R. [read post]
14 May 2019, 7:29 am by Andrew Hamm
” Welcome, Michael, and thank you for participating in this question-and-answer exchange. * * * “Have you got any candidates? [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SEC, SEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
19 Mar 2019, 7:24 am by Katherine Kelley
The internet’s global reach allows perpetrators to operate from remote locations and attack victims in the perceived security of their own homes. [read post]
15 Jan 2019, 8:41 pm by Peter Reca
 Measures were suggested that would trade help for the “dreamers” for border wall funding, including a bipartisan plan that provided $25 billion for border security (over a 10-year period), in exchange for DACA protections. [read post]