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27 Jul 2015, 9:45 pm
Management consultants have applied a range of assessment tools, such as the Balanced Scorecard or Six Sigma, to governmental organizations. [read post]
9 Apr 2015, 12:26 am
In this context, damage occurred where direct harmful consequences were suffered, not at the place where indirect or remote damage occurred or consequential financial loss was felt which had arisen out of the event that had already caused initial and actual damage elsewhere. [read post]
27 Jan 2015, 5:58 am
In this way FINRA found that Sigma Financial did not conduct adequate supervision of those non-preferred vendor websites. [read post]
26 Jan 2015, 8:24 am
FINRA found that Sigma Financial’s reliance upon BD OPS to remotely conduct all of the supervisory and compliance functions for Sigma Financial’s independent contractors and branch offices was not reasonable. [read post]
14 Dec 2014, 7:35 am
The Financial Times recently released its 2014 North America Innovative Lawyers. [read post]
13 Nov 2014, 5:22 am
According to the Financial Industry Regulatory Authority’s BrokerCheck system, there have been four customer complaints filed against former Sigma Financial Corporation (Sigma) and current Charles Schwab broker, Mark Johanson (Johanson) stemming from unsuitable Tenants-in-Common (TIC) investments. [read post]
6 Oct 2014, 11:59 am
Location: New York, NY Date: October 27-28, 2014 Sponsor: FRA Event: Goal Driven High-Net-Worth Investment Forum Location: Boston, MA Date: October 27-29, 2014 Sponsor: Opal Financial Event: Family Office & Private Wealth Management West Location: Napa, CA Date: October 27-29, 2014 Sponsor: ICBI Event: Fund Forum USA Location: Boston, MA Date: October 27-30, 2014 Sponsor: Euromoney Event: Strategic Asset Allocation & Dynamic Portfolio Mgmt. [read post]
3 Oct 2014, 6:52 am
There is a teachable and generalizable method that currently is applied from settings as diverse as auto manufacturing, software development, and delivery of financial services. [read post]
21 Sep 2014, 6:24 am
In the fall of 2013, Johnson & Johnson announced it was paying over $2 billion as financial compensation to approximately 8000 men and women who had suffered damages from the company’s hip implants. [read post]
11 Sep 2014, 4:00 am
These were financial transactions, of course and we have learned much of late about the need for financial scrutiny and control. [read post]
30 Jun 2014, 12:51 pm
The Zeta Sigma Alumni Chapter ... [read post]
5 Jun 2014, 10:23 am
So did the jurors who gave us the Peabody, the Sigma Delta Chi Award for Excellence in Journalism, and the National Press Club Awards. [read post]
16 May 2014, 3:07 pm
If you feel that you have been financially impacted by the actions of Mr. [read post]
30 Apr 2014, 6:24 am
The SEC previously charged Choi's tippees, including Lim as well as Kuo, Diamondback, and Level Global and Sigma Capital. [read post]
21 Feb 2014, 11:38 am
See Sigma Micro Corp. v. [read post]
1 Feb 2014, 9:05 pm
The financial crisis that started in 2007 has brought into sharper focus a set of rising global financial actor - the sovereign investor. [read post]
22 Jan 2014, 8:57 pm
It's possible that the settlement with Rockstar also involves arbitration of license fees, but the parties may already have agreed on financial terms.The remaining defendants, besides Google, are Samsung, ZTE, LG, HTC, Pantech, and ASUSTeK. [read post]
16 Dec 2013, 4:00 am
RBC’s Next Great Innovator Competition has been running for the past eight years – awarding prizes to students who can come up with innovative ideas within Financial Services (this year’s question is, unsurprisingly, on big data). [read post]
12 Dec 2013, 12:57 pm
(Eugene Volokh) Here’s yet another brief that the UCLA First Amendment Amicus Brief Clinic has filed in the last few weeks. [read post]
22 Sep 2013, 8:35 am
& pol’y 163 (2013).Experience includes: Produce Manager, Mediterranean Market, Queenstown, New Zealand; General Manager, Trimet Associates; ESL Instructor, Hiosaki, Japan; Lead Underwriter, Jones Lang LaSalle; Financial Analyist, Jones Lang LaSalle Lauren BernadettJ.D., University of California School of Law at Los AngelesManaging Editor, UCLA Law Review, (2012-13); Staff (2011-12)Associate Editor, Journal of Environmental Law and Policy (2010-11)Recipient, Joyce A. [read post]
