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16 May 2016, 12:05 pm by Paul Caron
California State Auditor, The State Bar of California: Its Lack of Transparency Has Undermined Its Communications With Decision Makers and Stakeholders (May 12, 2016): As required by Business and Professions Code section 6145, the California State Auditor presents this audit report concerning the State Bar of California’s (State Bar) financial... [read post]
23 Oct 2012, 7:59 am by Tim Banks @TM_Banks
The federal government has been stating its commitment to address cyber security threats to critical infrastructure since 2001. [read post]
11 Apr 2022, 9:01 pm by News Desk
” To combat this, GFSI, a Coalition of Action of The Consumer Goods Forum that is recognized and used in the United States, has developed a new approach for the qualification of food safety auditors for GFSI-recognised Certification Programmes which offer to establish Professional Recognition Bodies in the sector responsible for validating common competencies in a food safety auditor. [read post]
30 Aug 2010, 12:33 am
Mukherjee to state that auditors owe duties to shareholders in a company, that case had largely to do with a provident fund and its beneficiaries and it is not clear whether the ruling has any direct application to the present situation. [read post]
26 Oct 2015, 8:05 am by SEClaw Staff
Two Grant Thornton Firms With Violating Auditor Independence RulesGrant Thornton India LLP and Australia-based Grant Thornton Audit Pty Limited have been charged with auditor independence violations that occurred when two Grant Thornton Mauritius partners served on the boards of Mauritius-based subsidiaries of companies that were Grant Thornton audit clients and performed non-audit services prohibited under the SEC’s auditor independence rules.New Jersey Fund Manager… [read post]
2 May 2018, 4:30 am by Public Employment Law Press
Auditors tested of a sample of 11 state agencies, finding that they had incorporated certain features of COOP best practices. [read post]
10 May 2017, 7:11 am by Francis Pileggi
The SPA specifically states a Settlement Auditor would be ‘“acting as an expert and not an arbitrator. [read post]
10 May 2017, 7:11 am by Francis Pileggi
The SPA specifically states a Settlement Auditor would be ‘“acting as an expert and not an arbitrator. [read post]
20 Jun 2007, 5:57 pm
Facing South reports: The major political story in North Carolina yesterday, as Facing South reported, was the State Auditor's office retreating from claims of "voter fraud" and giving the green light to the state senate to pass a bill for... [read post]
4 Feb 2015, 9:21 am by Stephen Knaster
A federal court’s recent dismissal of Securities Exchange Act claims against the auditor of a Chinese company prompted us to examine the state of recent U.S. civil securities litigation against accounting firms that audited China-based companies that were listed on US exchanges. [read post]
28 Nov 2018, 4:15 pm by InvestorLawyers
  As reported, GPB’s CEO, David Gentile, stated that the resignation purportedly came about “[d]ue to perceived risks that Crowe determined fell outside of their internal risk tolerance parameters. [read post]
20 Nov 2019, 6:12 am by Associated Press
The University of Maryland Medical System, rocked by a self-dealing scandal this year involving board members that caused Baltimore’s mayor to resign, has repeatedly “delayed and hindered” the work of state auditors, according to a letter from the chief auditor made public Tuesday. [read post]
3 Apr 2011, 1:59 pm by James Hamilton
The company failed to disclose facts that would have alerted investors to grave problems with its risk models, and did nothing to appraise the market of the true state of affairs. [read post]
24 Feb 2009, 4:56 am
  We have found that IRS appeals officers are much more knowledgeable about complex tax issues than rank and file auditors and, as stated above, are encouraged to settle cases rather than have them go to trial. [read post]
3 Jun 2008, 3:10 am
(The OLA also notes that many of the complaints concentrated on Hatch rather than Swanson.)The OLA goes on to state:"While the individuals we interviewed provided sworn statements based on first-hand knowledge, their testimony did not establish a basis for further investigation by OLA. [read post]
5 Jul 2014, 12:00 am by The Public Employment Law Press
DiNapoli issues audits of certain State agenciesSource: Office of the State Comptroller On July 2, 2014 New York State Comptroller Thomas P. [read post]
21 Jun 2016, 5:00 am by Christopher I. McCabe, Esq.
The conclusion of the Auditor General was based on audits of about 450 of the state’s 500 public school districts. [read post]