Search for: "UNITED STATES COMMODITY FUTURES TRADING COMMISSION"
Results 61 - 80
of 587
Sorted by Relevance
|
Sort by Date
12 Sep 2016, 1:23 pm
Commodity Futures Trading Commission announced that it “signed a Memorandum of Understanding (MOU) with the Comisión Nacional Bancaria y de Valores (CNBV) and the Banco de México (BDM) regarding cooperation and the exchange of information in the supervision and oversight of certain regulated entities that operate on a cross-border basis in the United States and in Mexico. [read post]
22 Mar 2010, 11:07 pm
In Commodity Futures Trading Commission v. [read post]
30 Nov 2018, 5:40 am
Commodity Futures Trading Commission (CFTC) charged Cordier, his partner, and former firm Liberty Trading Group nearly $50,000 for alleged improper trading. [read post]
25 Apr 2013, 9:46 am
Last week, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) published in the Federal Register a joint rule requiring entities regulated by the agencies to adopt programs to detect and prevent identity theft. [read post]
15 Aug 2010, 11:36 am
Foreign financial institutions seeking to offer them to retail customers within the United States will now have to offer such contracts through one of the other legal mechanisms available under the CEA for accessing U.S. retail customers. [read post]
12 Nov 2018, 6:30 am
Crypto Currency can be a Commodity A federal judge in Massachusetts agreed with the Commodity Futures Trading Commission’s view that virtual currencies are commodities under the Commodity Exchange Act and subject to federal regulation. [read post]
15 Apr 2011, 1:46 pm
On April 5, 2011, the Council of Institutional Investors (CII) and almost 60 other pro financial reform minded organizations wrote to all members of the United States Congress to urge them “to support full funding for the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC). [read post]
20 Apr 2022, 9:05 pm
The Commodity Futures Trading Commission (CFTC) has classified Bitcoin and Ether – and by extension other cryptocurrencies that are similarly structured – as commodities (courts have also upheld this classification). [read post]
29 Jul 2010, 10:17 pm
—In establishing the limits required under subparagraph (A), the Commission shall strive to ensure that trading on foreign boards of trade in the same commodity will be subject to comparable limits and that any limits to be imposed by the Commission will not cause price discovery in the commodity to shift to trading on the foreign boards of trade. [read post]
15 Jul 2019, 3:32 pm
On July 9, 2019, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, and the Commodity Futures Trading Commission (collectively, the Agencies), announced that it had finalized a February 2019 proposed rule to make two amendments to the Volcker Rule that had been mandated by the May 2018 Economic Growth, Regulatory Relief, and… [read post]
6 Mar 2020, 6:51 am
The French foreign minister, Jean-Yves Le Drian, recently said that he foresees great difficulty with negotiating trade issues and a mechanism for future relations. [read post]
9 Apr 2009, 4:23 pm
Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court order against William D. [read post]
31 May 2018, 9:39 am
On the same day NASAA announced Operation Cryptosweep, Christopher Giancarlo, Chairman of the Commodity Futures Trading Commissions (“CFTC”) announced a Memorandum of Understanding (“MOU”) between the CFTC and individual state securities commissions to share information and resources among agencies to bolster enforcement actions. [read post]
21 Oct 2011, 7:29 am
Tamara de Silva The Commodity Futures Trading Commission ("CFTC") finalized its proposed rule 76 FR 4752, instituting sweeping new constraints on speculation in commodities by the imposition of new position limits[1] on futures for food, energy and metals contracts. [read post]
22 Jul 2022, 7:57 am
” In an unusual move, Commissioner Caroline Pham of the Commodity Futures Trading Commission (CFTC) released a public statement criticizing the charges. [read post]
18 Feb 2015, 9:00 am
The United States Commodity Futures Trading Commission special counsel Greg Scopino recently published an article in the Connecticut Law Review arguing that certain high frequency trading tactics violate federal laws against spoofing and wash trading. [read post]
10 Aug 2020, 3:13 pm
And the Commodities Futures Trading Commission order can be found at https://www.findknowdo.com/sites/default/files/news/attachments/2020/07/enfplutosfinancialorder071320-(1).pdf. [read post]
23 Sep 2019, 4:15 pm
On September 18, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (the Board), the Federal Deposit Insurance Corporation, the Securities and Exchange Commission and the Commodity Futures Trading Commission (collectively, the Agencies) adopted amendments to the 2013 rules (the 2013 Rules) under Section 13 of the Bank Holding Company Act (BHC), commonly known as the Volcker Rule (the 2019… [read post]
18 Jul 2012, 11:04 am
Commodities Futures Trading Commission (CFTC) as well as the Financial Services Authority in the United Kingdom for allegedly rigging the LIBOR rate. [read post]
22 Jul 2017, 2:22 pm
On July 21, 2017, the Federal Reserve Board, Office of the Comptroller of the Currency, and Federal Deposit Insurance Corporation (the “US Banking Agencies”), along with the Securities and Exchange Commission and the Commodity Futures Trading Commission, issued a joint press release indicating that they were coordinating their review of the applicability of the Volcker Rule to certain non-US funds and the US Banking Agencies issued a joint… [read post]
