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TV Show on the SEC Inspector General's 457 Page Report on the SEC's Malfeasance in the Madoff Matter.
11 Feb 2010, 7:12 am by velvel
(Page 3)In the first of the two OCIE examinations, the examiners drafted a letter to the National Association of Securities Dealers (NASD) (another independent third-party) seeking independent trade data, but they never sent the letter, claiming that it would have been too time-consuming to review the data they would have obtained. [read post]
Velvel on National Affairs - http://velvelonnationalaffairs.blogspot.com/