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26 Feb 2021, 6:00 am
Walker (Boston University), on Friday, February 19, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Misreporting, Section 162(m), Securities enforcement, Securities regulation, Tax Cuts and Jobs Act, Taxation ESG and the Biden Presidency Posted by Suzanne Smetana, State Street Global Advisors, on Friday, February 19, 2021 Tags: Asset management, Climate change, Corporate… [read post]
25 Feb 2021, 12:17 pm
SEC Awards Over $500,000 to Two Whistleblowers (SEC Release)FINRA Censures and Fines Member for Supervisory IssuesIn the Matter of Louis Capital Markets, LP (n/k/a Louis Capital Markets, LLC), Respondent (FINRA AWC)Small World (Opening Remarks for the FinTech Panel at the Institute of International Bankers 2021 Annual Washington Conference by SEC Commissioner Hester M. [read post]
25 Feb 2021, 7:25 am
If you invested, with or through, GPB Capital, Ascendant Capital, or Ascendant Alternative Strategies, in any of the following funds, you may have a claim: GPB Automotive Portfolio, LP (“Automotive Portfolio”) Continue reading The post INVESTOR ALERT: IORIO ALTAMIRANO LLP INVESTIGATES GPB CAPITAL, ASCENDANT CAPITAL, AND ASCENDANT ALTERNATIVE STRATEGIES OVER PONZI SCHEME CHARGES appeared first on Securities Arbitration Lawyer Blog. [read post]
22 Feb 2021, 12:05 pm
Less than two years ago, the Texas Fourteenth Court of Appeals considered this issue, among several others, in Mesa Southern CWS Acquisition, LP v. [read post]
22 Feb 2021, 7:44 am
While not specified in Werner’s BrokerCheck, some sources report that mutual funds and energy investments, including Energy 11, LP may have been involved. [read post]
20 Feb 2021, 7:00 am
Posted by Adam Kommel, Arun Verma, and Ken Kohn, Bloomberg LP, on Saturday, February 20, 2021 Editor's Note: Adam Kommel is a Shareholder Activism Data Specialist, Arun Verma is the Head of Quant Research Solutions, and Ken Kohn is a Product Manager at Bloomberg LP. [read post]
19 Feb 2021, 10:17 am
According to letter to shareholders on February 10, a Tel Aviv-based investment fund, Comrit Investments 1 LP has launched an unsolicited tender offer to purchase up to 8.8 million shares of CNL Healthcare Properties Inc. for $3.66 per share. [read post]
17 Feb 2021, 4:00 am
In Arkansas Times LP v. [read post]
16 Feb 2021, 1:30 pm
The portfolios include GPB Automotive Portfolio, GPB Cold Storage, LP, GPB Eurobond Finance PLC, GPB Holdings II, LP, GPB Waste Management, LP, and GPB NYC Developments among others. [read post]
16 Feb 2021, 1:30 pm
The portfolios include GPB Automotive Portfolio, GPB Cold Storage, LP, GPB Eurobond Finance PLC, GPB Holdings II, LP, GPB Waste Management, LP, and GPB NYC Developments among others. [read post]
16 Feb 2021, 1:22 pm
Malley (Malley) and MG Capital Management LP concerning what the SEC characterized as “an offering fraud orchestrated by Malley, the founder and principal of MG Capital, the investment manager of two real estate funds. [read post]
15 Feb 2021, 11:03 am
FINRA Arbitration Claim Seeks Up to $100K in Damages for Investor’s Losses A New York widow is pursuing damages from David Lerner Associates after she suffered losses from investments she purchased at broker Michael Joseph Norton’s recommendation, including the firm’s proprietary Energy 11, LP private placement. [read post]
Delaware Supreme Court uses standing test from Primedia ruling to reverse merger challenge dismissal
14 Feb 2021, 3:24 pm
Spectra Energy Partners (DE) GP, LP, 2019 WL 4751521 (Del. [read post]
10 Feb 2021, 8:32 am
According to a letter to shareholders on February 9, the REIT’s board of directors is instructing investors to ignore and reject a recent non-solicited third party tender offer from Comrit Investments I LP. [read post]
8 Feb 2021, 2:17 pm
GPB offered a series of limited partnership deals, including: GPB Holdings, LP; GPB Holdings II, LP; GPB Automotive Portfolio, LP; GPB Waste Management, LP, and GPB Cold Storage, LP. [read post]
8 Feb 2021, 10:40 am
GPB Shareholders may have Claims The White Law Group is currently representing numerous investors in claims against their brokerage firms in connections with their investments in risky GPB Capital offerings, such as GPB Holdings II LP, GPB Automotive Portfolio LP and GPB NYC Development LP. [read post]
8 Feb 2021, 8:57 am
JURIST EXCLUSIVE – A coalition of international legal advocates sent a joint letter Saturday to Professor Mary Lawlor, the UN Special Rapporteur on Human Rights Defenders, condemning the growing trend of government officials intimidating and endangering the legal representatives of politically controversial clients. [read post]
5 Feb 2021, 1:00 pm
., Civil Action No. 18-886-LPS (D.Del. [read post]
5 Feb 2021, 5:20 am
Crown Metal Packaging Canada LP, 2011 ONCA 469. [read post]
4 Feb 2021, 12:43 pm
If you are a 1L working on your LP brief, remember some of the library sources that are available to you. [read post]
