Search for: "Principal Funding LLC"
Results 841 - 860
of 1,295
Sort by Relevance
|
Sort by Date
30 May 2013, 8:16 pm
Amicus curiae briefs must be filed with U.S. appeals courts "no later than 7 days after the principal brief of the party being supported is filed". [read post]
28 May 2013, 7:07 am
From April 2007 through October 2010, Davis was a sales manager for a real estate brokerage business in Queens, New York known, at various times, as Buy-a-Home, LLC and First Home Brokerage, LLC. [read post]
3 May 2013, 10:08 am
Ogden admitted that beginning in May 2006, Paradigm began receiving complaints from investors who were owed returns or were demanding the return of their principal. [read post]
2 May 2013, 10:00 am
Giammarco, Esq., Chief Compliance Officer, Stone Point Capital Stephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLP Arthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Ensuring compliance in your marketing and solicitation procedures Paula Bosco, Managing Director, Chief Regulatory Counsel & CCO, New Mountain Capital, LLC Abrielle Rosenthal, Senior Principal & Senior Compliance… [read post]
2 May 2013, 10:00 am
Giammarco, Esq., Chief Compliance Officer, Stone Point Capital Stephen Pope, East Regional Sales Manager, Smarsh Shawn Pride, Partner, Ernst & Young LLP Arthur Zuckerman, Chief Operating Officer, Chief Compliance Officer & Partner, Avista Capital Partners Ensuring compliance in your marketing and solicitation procedures Paula Bosco, Managing Director, Chief Regulatory Counsel & CCO, New Mountain Capital, LLC Abrielle Rosenthal, Senior Principal & Senior Compliance… [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 9:08 am
These are my notes from the Private Fund Compliance Forum 2013. [read post]
2 May 2013, 12:08 am
. **** Cole-Frieman & Mallon LLP run the Hedge Fund Law Blog in addition to their hedge fund law firm. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 1:02 am
Life insurance funded buyout provision? [read post]
12 Apr 2013, 12:30 pm
LLC v. [read post]
4 Apr 2013, 9:00 am
The SEC not only brought an action against the finder, but also against the fund firm and its principal. [read post]
4 Apr 2013, 9:00 am
The SEC not only brought an action against the finder, but also against the fund firm and its principal. [read post]
11 Mar 2013, 8:00 pm
"I spent the whole weekend reading a deposition," he said, referring to the astounding deposition of Prenda principal Paul Hansmeier. [read post]
7 Mar 2013, 9:41 am
In this regard, a ghost from the past appeared in the pleadings: Frontline Wireless, LLC. [read post]
6 Mar 2013, 10:13 pm
The defendant set a deposition of AF Holdings, LLC. [read post]
17 Jan 2013, 8:05 am
Instead, in this series of posts I will offer some very preliminary thoughts on the nature and merits of the Article III questions, mostly with a view to clarifying what the principal arguments are likely to be. [read post]
14 Jan 2013, 7:30 am
By Guest Columnist: Donna Boehme Principal at Compliance Strategists LLC and editor of the weekly CS Newsflash (and former chief compliance and ethics officer at two leading multinationals). [read post]
3 Jan 2013, 11:11 am
Warburg Pincus acquired JHP Pharmaceuticals from JHP Holdings LLC, an entity majority-owned by Morgan Stanley Principal Investments. [read post]
