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15 Feb 2010, 9:29 am by Page Perry LLC
Charles Schwab Corp. added a record number of independent investment advisors in 2009 as thousands of brokers left Wall Street firms, like Bank of America, Merrill Lynch, and Morgan Stanley Smith Barney, to launch their own investment advisory firms. [read post]
18 Sep 2021, 11:59 am
On January 20, 2021, the International Bank for Reconstruction and Development (“the Bank”) engaged our firm to review the internal circumstances at the Bank that contributed to the data irregularities identified in the Doing Business 2018 and Doing Business 2020 reports. [read post]
3 Nov 2011, 6:28 am by Rees Morrison
A profile in Asia-MENA Counsel, Vol. 9, Issue 7 at 40, describes the role of the Group General Counsel of ANZ Bank, the third largest in Australia. [read post]
15 Jul 2007, 8:11 pm
"I didn't think there was anything Wal-Mart could do to re-inflame community bank passions against it," said Barbara Walker, executive officer of Independent Bankers of Colorado. [read post]
30 Dec 2016, 5:24 am by INFORRM
It has been placing what it perceives to be the interests of a major international bank above its duty to bring the news to Telegraph readers. [read post]
21 Jun 2010, 11:36 am by J Robert Brown Jr.
" Perhaps the decline in the number of large independent investment banking firms is part of what is broken in the equity markets. [read post]
15 Sep 2010, 12:10 pm by Jon Sands
It has a separate independent existence. [read post]
15 Nov 2021, 4:03 am by Joseph Kim
Investment banking pays out very handsomely at the highest levels. [read post]
18 Jan 2012, 6:44 pm
For example, banks must constitute a remuneration committee consisting of independent directors that frames, reviews and implements the compensation policy. [read post]
3 Nov 2011, 9:13 am
The Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency, the federal bank regulators, announced that independent foreclosure reviews will take place for certain borrowers whose primary residence was part of the foreclosure process between January 1, 2009 and December 31, 2010. [read post]
Ocean Financial Services This independent broker-dealer is a wholly owned subsidiary of Ocean Bank in Florida and was established in 2012. [read post]
6 Mar 2019, 12:49 pm by Patrick Bracher (ZA)
The UK’s Financial Conduct Authority intends to drop plans to hold heads of legal departments at banks and insurance firms responsible for ignoring misconduct because it would hamper lawyers from giving independent legal advice. [read post]
The ability of U.S. banking organizations, as well as non-U.S. organizations that are subject to U.S. bank regulation (“banking organizations”), to obtain required U.S. bank regulatory approvals for acquisition transactions on a timely basis is absolutely critical to both buyers and sellers in such transactions. [read post]
27 Apr 2010, 5:00 am by J Robert Brown Jr.
  Had Glass-Steagall not come along, there would have been no more independent investment banking firms of any significant size. [read post]
5 Feb 2016, 12:01 pm by Steven J. Fink
On February 3, Judge Alison Nathan of the United States District Court for the Southern District of New York largely denied Deutsche Bank National Trust Co. [read post]
13 Apr 2012, 7:58 am by Keith Paul Bishop
  Another study by the National Federation of Independent Business (NFIB) concluded: Small-business owners whose primary institution is a regional/community bank were more successful obtaining a new line than those whose primary institution is a large bank. [read post]
21 Sep 2011, 11:14 am by James Hamilton
Regulators must restore the confidence in company financial statements, he said, and this requires that auditors be independent of the entities they audit. [read post]
12 Mar 2020, 9:07 am by Simon Lovegrove (UK)
She also argues that the UK’s financial system is more stable because UK regulatory authorities are independent. [read post]