Search for: "Advanced Equities, Inc."
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17 Apr 2013, 7:11 pm
Spiaggia Ocean Condominium Association, Inc. [read post]
23 Apr 2013, 6:00 am
The SEC charged a former employee at a California-based medical device manufacturer with illegally tipping confidential financial data to her brother, who illegally traded in the company's stock and enabled his hedge fund clients to do the same.The SEC alleges that the former employee, who worked in the finance department at Abaxis Inc., regularly provided material nonpublic information to her brother, whose insider trading in advance of the company's quarterly earnings… [read post]
24 Jun 2010, 1:58 pm
On July 23, shareholders of SonicWALL, Inc. [read post]
2 Feb 2011, 7:29 pm
[This is Part 3 of a four part series concerning advanced collection techniques. [read post]
20 Jul 2010, 6:54 am
See more of what’s in the filings: Check out FootnotedPro, where we highlight unusual opportunities and potential problems well in advance of the market. [read post]
6 Oct 2009, 3:15 pm
Concord Steel, Inc. v. [read post]
15 May 2013, 12:12 pm
According to SEC filings, one such brokerage firm, Advanced Equities, Inc., sold approximately $103 million in private placement offerings in Fisker Automotive Holdings Inc. [read post]
5 Jul 2023, 7:33 am
Advance Magazine Publishers, Inc. v. [read post]
15 Mar 2018, 5:25 am
Experts included Jay Schulman, Principal at RSM US LLP and Steven Grant, President of Objective Arts, Inc. [read post]
16 Apr 2021, 3:53 am
Leeds Equity Partners, LLC, (“Leeds Equity”) the New York-based private equity firm focused exclusively on investing in the Knowledge Industries, announced today that it has entered into a definitive agreement to sell BARBRI, Inc. [read post]
30 Jan 2012, 7:51 am
Die-hard fans of Wal-Mart Stores, Inc. [read post]
25 Oct 2011, 8:05 am
As we cruised through the proxy that AutoZone, Inc. [read post]
23 Jan 2023, 11:05 am
Co., Inc. v. [read post]
12 Jun 2011, 2:08 pm
Vermillion, Inc., C.A. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
7 Jul 2010, 1:32 pm
Much like the ubiquitous recliner itself, La-Z-Boy Inc. [read post]
9 Jan 2012, 8:00 am
Directors are granted an annual equity of approximately $150,000, 50% comprised of stock options and 50% comprised of Restricted Stock Units. [read post]
22 Oct 2014, 3:22 am
The “advance” awards also lacked any performance conditions. [read post]
26 Apr 2019, 3:00 am
The article says that corporate repurchases represent the “largest source of U.S. equity demand,” and says that because other potential buyers are pretty saturated with equity investments, they’re unlikely to step in if companies pull back. [read post]
22 Feb 2023, 11:26 am
I have advocated for and continue to support the diversity, equity, inclusion, and access efforts by the USPTO and the overall Department of Commerce mission. [read post]
