Search for: "BUSINESS FUNDING ASSOCIATES, INC."
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14 Apr 2012, 5:53 pm
The groups are AARP, National Association of Personal Financial Advisors, Fund Democracy, Certified Financial Planner Board of Standards, Inc., Consumer Federation of America, Financial Planning Association, and the Investment Adviser Association. [read post]
30 Nov 2009, 4:38 am
Another company, SonoSite, Inc., had $8.2 million tied up in the Columbia fund as of March 31. [read post]
28 Jul 2014, 5:58 am
As reported, the law offices of Gana LLP successfully represented TapImmune Inc. [read post]
24 May 2017, 6:50 am
This post is based on a recent paper authored by Professor Liang; Po-Hsuan Hsu, Associate Professor of Finance at University of Hong Kong; and Pedro Matos, Associate Professor of Business Administration at University of Virginia Darden School of Business. [read post]
27 Mar 2015, 2:16 pm
Recently, World Equity Group, Inc. [read post]
17 Mar 2022, 11:17 am
Solutions Law Press, Inc. invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
6 Feb 2021, 7:02 am
NexPoint, based in Dallas, Texas, provides several types of real estate investment offerings, including publicly traded real estate investment trusts (REITs), Regulation D private placements, 1031 exchanges, closed-end funds, interval funds, and a business development company (BDC). [read post]
6 Sep 2023, 9:20 pm
This settlement arises from allegations of improper expense reimbursements made to external advisors of Lodging Opportunity Real Estate Investment Trust and Lodging Fund REIT III Inc. [read post]
13 May 2014, 6:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
28 Mar 2019, 2:06 pm
The remaining assets will be liquidated and placed in a fund for distribution to harmed investors.According to the SEC’s order, Dennis Gibb, the owner of Sweetwater Investments Inc., stole more than $3 million from Sweetwater Income Flood LP, a private fund Sweetwater managed, to pay for personal expenses, including his mortgage and car payments, and to keep Sweetwater’s business afloat. [read post]
26 May 2012, 10:54 pm
Financial Industry Regulatory Authority Inc. arbitrator Alvin Green is ordering David Lerner Associates Inc. to pay claimants Florence Hechtel and Joseph Graziose $24,450 for the Apple REITs that they bought from the firm. [read post]
8 May 2012, 10:55 am
Private funds should continue to rely on the guidance provided in the Clover Capital Management, Inc. [read post]
20 Jun 2019, 1:42 pm
Vest Investment Services, Inc. as a general securities representative, allegedly engaging in undisclosed outside business activities and/or private securities transactions while associated with H.D. [read post]
30 Jan 2018, 8:47 am
Because business travel tends to blur distinctions between business and personal time, most businesses will want to establish and communicate high expectations concerning on and off-duty conduct when traveling on business to head off potential problems. [read post]
11 May 2020, 8:18 pm
The committee welcomed its newest member, Bill Manger, chief of staff and associate administrator for the Office of Capital Access at the Small Business Administration (SBA). [read post]
1 Nov 2022, 9:22 am
Pursuant to the agreed motion for a stay filed by the CFPB and Populus Financial Group, Inc., which does business as ACE Cash Express, the Texas federal district court hearing the CFPB’s enforcement action against Populus has stayed the lawsuit until after the Fifth Circuit issues its mandate in Community Financial Services Association of America Ltd. v. [read post]
19 Jul 2013, 5:37 am
“If you abuse your position by sharing confidential company information with friends and business associates in exchange for private gain, you will be prosecuted to the fullest extent by the SEC. [read post]
22 Jul 2018, 1:29 pm
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
22 Jul 2018, 1:29 pm
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
26 Jun 2019, 2:09 pm
He has been in the business since 1996. [read post]
