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28 Feb 2012, 5:05 am
Corp Fin Withdraws Two CDIs as Reg D Amendments Become Effective Yesterday, the following two CDIs were withdrawn because the SEC's amendments to Regulation D to implement Section 413 of Dodd-Frank - regarding the net worth standard under the definition of accredited investor - became effective: Section 179. [read post]
26 May 2023, 3:30 am
Yesterday, Corp Fin issued three new Exchange Act Rules CDIs addressing the SEC’s recent Rule 10b5-1 amendments. [read post]
21 Oct 2016, 3:40 am
The 701 CDIs are: – Revised C&DI 271.04 – New C&DI 271.24 The Rule 144(d) CDI is: – Revised C&DI 532.06 Audit Committee Financial Experts: Trends This recent Equilar blog has a nifty chart about the relative trends among industries to have “financial experts” on the audit committee. [read post]
15 Apr 2021, 9:00 pm
LAURENT & CHARRAS recrute en CDI, un(e) Ingénieur(e) brevet spécialisé(e) en Biologie/Biotechnologiesun(e) Ingénieur(e) brevet (généraliste ou spécialisé(e) en mécanique)-----------------------------------------------------------CDI - Ingénieur(e) brevet spécialisé(e) en Biologie/BiotechnologiesLAURENT & CHARRAS recrute en CDI, pour son bureau de LYON, un(e) ingénieur(e)… [read post]
14 Feb 2011, 3:50 am
Corp Fin Issues 7 New Say-on-Pay and Golden Parachute CDIs On Friday, Corp Fin posted 7 new Compliance and Disclosure Interpretations - six related to say-on-pay and one related to golden parachutes: 1. [read post]
24 Jun 2015, 3:35 am
Yesterday, Corp Fin issued 11 new CDIs related to last week’s effectiveness of new Regulation A/A+. [read post]
19 Dec 2023, 6:31 am
Given the number of implementation issues that were raised as companies struggled to comply with the new rules, the SEC staff issued several Compliance and Disclosure Interpretations (CDIs) to clarify the disclosure requirements: fifteen CDIs were issued on February 10th, nine CDIs were issued on September 27th, and ten CDIs (including revisions to two prior CDIs) were issued on November 21st. [read post]
19 Dec 2023, 6:31 am
Given the number of implementation issues that were raised as companies struggled to comply with the new rules, the SEC staff issued several Compliance and Disclosure Interpretations (CDIs) to clarify the disclosure requirements: fifteen CDIs were issued on February 10th, nine CDIs were issued on September 27th, and ten CDIs (including revisions to two prior CDIs) were issued on November 21st. [read post]
9 Apr 2018, 3:00 am
Last fall, the Staff issued a new CDI clarifying when forecasts provided to a financial advisor in connection with an M&A transaction won’t be regarded as non-GAAP financial measures subject to Reg G. [read post]
7 Mar 2011, 4:01 am
Corp Fin Issues 9 New CDIs On Friday, Corp Fin issued nine new Compliance and Disclosure Interpretations on a variety of topics - including one on CD&A, two related to Rule 144, two on free writing prospectuses, two on director disclosures and two others - as follows: - Section 139. [read post]
28 Nov 2018, 3:31 am
” Meanwhile, Corp Fin continues its project of overhauling the CDIs, doing so in waves (so far, the CDIs related to smaller-reporting companies, cross-border deals & the last of the telephone interps have been changed). [read post]
25 Nov 2010, 12:46 am
CDI is headquartered in Philadelphia. [read post]
18 Sep 2012, 8:27 am
In a case challenging the California Department of Insurance’s (CDI) accusation against life and health insurers of multiple unfair and deceptive practices in violations of the California Insurance Code and the Fair Claims Practices Regulations (FCPR), an administrative law judge ruled that the CDI had overstepped its powers deriving from the Fair Claims Settlement Practices Regulations, and particularly Section 790.03 of Insurance Code. [read post]
15 May 2012, 7:45 am
The whistleblowers recently settled the remaining claims for an additional $1.5 million payment by CDI. [read post]
5 Dec 2013, 4:43 am
Corp Fin Issues 14 New "Bad Actor" CDIs Yesterday, Corp Fin updated its "Securities Act Rules Compliance and Disclosure Interpretations" to provide 14 new interpretations clarifying the application of the "bad actor" disqualifications from Rule 506 offerings. [read post]
27 Jun 2016, 3:17 am
As noted in this Cooley blog, Corp Fin issued 7 new CDIs last week on Rule 701 issues – primarily in the M&A context… Social Media: Deal Announced By Blog Post! [read post]
10 Jul 2015, 5:30 am
homeNewMember=&gid=1922050/ SUBSCRIBE: Workers Comp Resource Center Newsletter The post CDI Leads Statewide Multi-Agency Outreach Effort appeared first on Work Comp Roundup. [read post]
11 Sep 2012, 2:07 pm
The ruling will require the CDI to plead OSCs using pertinent facts relating to each specific transaction. [read post]
12 Sep 2012, 9:28 am
The ruling will require the CDI to plead OSCs using pertinent facts relating to each specific transaction. [read post]
11 Sep 2012, 2:07 pm
The ruling will require the CDI to plead OSCs using pertinent facts relating to each specific transaction. [read post]
