Search for: "Credit Suisse Securities LLC"
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19 Jul 2018, 11:13 am
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (June 12, 2018) (DiFiore, Ch. [read post]
19 Jul 2018, 11:13 am
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (June 12, 2018) (DiFiore, Ch. [read post]
13 Jul 2018, 1:31 pm
Credit Suisse Securities (USA) LLC, No. 40, 2018 WL 2899299 (N.Y. [read post]
27 Mar 2012, 5:35 am
[JURIST] The US Supreme Court [official website] ruled [opinion, PDF] unanimously Monday in Credit Suisse Securities LLC v. [read post]
13 Feb 2009, 2:57 pm
The award also requires that Credit Suisse pay over $6.5 million in attorney's fees. [read post]
31 Jan 2019, 8:04 am
This includes one case (likely among many others) in which advisors at Credit Suisse reportedly advised an individual investor to, “allocate a significant portion of his retirement funds in a high-fee proprietary [yield enhancement] strategy. [read post]
25 Jan 2010, 12:21 pm
” Auctions froze for the CDO-backed auction rate securities sold by Credit Suisse and others. [read post]
27 Mar 2012, 1:00 am
“Short-swing” profits suit No limitations tolling Except rare cases Opinion: pdf html [read post]
12 Jul 2008, 6:44 pm
However, two former Credit Suisse brokers are under investigation by Federal prosecutors for criminal activities in auction rate securities. [read post]
5 May 2012, 2:36 am
On March 26, 2012, in Credit Suisse Securities (USA) LLC v. [read post]
23 Aug 2019, 2:20 pm
Zamansky, LLC: Protecting Clients with Yield Enhancement Strategy Losses Investors and those who follow financial news may have become aware of the increase in lawsuits forming against UBS, Merrill Lynch, Credit Suisse and other brokerage and advisory firms. [read post]
18 Jun 2007, 11:49 pm
By a 7-1 vote in Credit Suisse Securities v. [read post]
17 Jan 2019, 8:40 am
Credit Suisse said that the, “ securities are complex and risk backfiring if the market doesn’t move as divined. [read post]
19 Mar 2007, 8:25 am
Supreme Court Order List: In the case captioned Credit Suisse Securities (USA) LLC v. [read post]
5 Sep 2008, 3:35 pm
Corporate investors have begun filing lawsuits against major brokerage firms, including Merrill Lynch and Credit Suisse, seeking to recover losses sustained in auction-rate securities issued by CDOs and other structured finance vehicles, reported Elinor Comlay of Reuters on Wednesday, September 3, 2008. [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and… [read post]
7 Feb 2008, 1:13 pm
Supreme Court's opinion in Credit Suisse Securities (USA) v. [read post]
18 Aug 2009, 10:25 am
A jury convicted a former Credit Suisse broker of a crime - subject to 45 years in prison - after less than a day of deliberation. [read post]
5 Feb 2016, 1:48 pm
.'CREDIT SUISSE SECURITIES (USA) LLC v. [read post]
