Search for: "ET Investments LLC" Results 81 - 100 of 633
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15 Sep 2017, 11:51 am by Mark Astarita
 Morgan Stanley Smith Barney LLC, which resulted in $13 million in monetary relief for alleged overcharges to clients of more than $16 million and alleged violations of the custody rule and compliance rule. [read post]
17 Oct 2018, 12:14 pm by ccollins
FMR LLC et al, Fidelity breached its fiduciary obligation to plan participants by including too many proprietary mutual funds in its $15B 401(K) plan. [read post]
5 Sep 2009, 8:00 am
Lorne Vice Chairman and Chief Legal Officer of Millennium Management LLC Co-Director Stanford Law School's Director's College Thomas Z. [read post]
31 May 2016, 10:59 am by Amanda Pickens
Co., LLC, et. al., No. 9:16-cv-01641 (D.S.C. [read post]
30 Jul 2009, 4:32 am
In this highly complicated case, COBALT MULTIFAMILY INVESTORS I, LLC, , -against- MARK A. [read post]
5 Oct 2007, 7:32 am
Fried, Commercial Division Justice of the New York Supreme Court for the County of New York, granted in part and denied in part Akin Gump Strauss Hauer & Feld LLP’s motion to dismiss a lawsuit filed by the Veras hedge fund families (“Veras Hedge Funds”) in the case captioned Veras Investment Partners, LLC, et al. [read post]