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13 Sep 2023, 6:00 am
Mellon was a highly successful financier; one of the world’s first venture-capital investors (financing hundreds of enterprises); a leading philanthropist (original and main benefactor of the National Gallery of Art); and secretary of the U.S. [read post]
8 Sep 2023, 12:51 pm
The SEC complaint contends that Hoffman failed to disclose conflicts of interest, including Zima’s agreement to lend him up to $1.5 million at a two-percent annual interest rate for soliciting investors. [read post]
6 Sep 2023, 9:20 pm
This settlement arises from allegations of improper expense reimbursements made to external advisors of Lodging Opportunity Real Estate Investment Trust and Lodging Fund REIT III Inc. [read post]
5 Sep 2023, 4:02 am
George is also the Chief Operating Officer and Chief Financial Officer of Theoris Group, Inc., a professional services firm headquartered in Indianapolis, Indiana that provides engineering and information technology solutions. [read post]
29 Aug 2023, 12:32 pm
First Southwest Company, LLC and Southwest Securities, Inc. subsequently merged into what is now Hilltop Securities, Inc., in 2016. [read post]
21 Aug 2023, 7:45 am
Rated as a “Top 15 Outdoor Adventure College” by Outside magazine. [read post]
18 Aug 2023, 8:28 am
Resurrection Temple of Our Lord, Inc ., 213 A.D.3d 735, 184 N.Y.S.3d 96 (2d Dept. 2023)]. [read post]
17 Aug 2023, 10:49 am
May 2019 – Fidelity Masonic Temple Association, Inc. [read post]
16 Aug 2023, 10:52 am
[iv] In 2010, following the financial crisis and recession, Congress passed the Dodd-Frank Act. [read post]
15 Aug 2023, 1:32 am
During these broadcasts, he encouraged listeners to contact his retirement-planning company, Gallagher Financial Group, Inc. [read post]
14 Aug 2023, 12:31 pm
Did decedent, within three years of death, transfer property, valued at $500.00 or more, without receiving full financial consideration therefore? [read post]
14 Aug 2023, 2:11 am
According to the complaint, the client alleges that Swon “misappropriated or otherwise mismanaged funds entrusted to him” as an investment advisory representative of Focus Financial Network, Inc. [read post]
2 Aug 2023, 9:33 pm
In re Core Communications, Inc., 531 F.3d 849, 862 (D.C. [read post]
2 Aug 2023, 9:10 am
” See Students for Fair Admissions, Inc. v. [read post]
1 Aug 2023, 4:27 pm
Companies and investors incorporate ESG principles because they understand that long-term financial performance and sustainability may be impacted by business practices that are materially different than short-term return-on-investment. [read post]
28 Jul 2023, 1:02 pm
According to the Financial Regulatory Authority (FINRA), in November of 2018 financial Advisor Raymond J. [read post]
27 Jul 2023, 10:09 am
The post Subscriber Beware: What Every Consumer Should Know About EverQuote, Inc. appeared first on Maginnis Howard. [read post]
27 Jul 2023, 10:09 am
The post Subscriber Beware: What Every Consumer Should Know About EverQuote, Inc. appeared first on Maginnis Howard. [read post]
25 Jul 2023, 10:43 am
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
23 Jul 2023, 9:05 pm
The study adds to our understanding of financial regulation by examining how the information disclosed in unregulated, voluntary conference calls plays a role in the SEC’s filing-review process. [read post]
