Search for: "Hedge Fund Attorney"
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3 Apr 2023, 2:26 pm
Investment fraud can take many forms, including securities fraud, price fixing, pump and dump schemes, and hedge fund fraud. [read post]
30 Mar 2023, 8:30 am
Many people have heard about the recent collapse of the Bahamas-based cryptocurrency exchange FTX, its hedge fund Alameda Research, and the arrest of its founder, Sam Bankman-Fried. [read post]
17 Mar 2023, 11:34 am
2015 – Later that year, Lincoln Financial Advisors was censured and fined $150,000 after FINRA found that the firm’s representatives allegedly improperly recommended a high-risk hedge fund to 25 customers. [read post]
15 Mar 2023, 8:23 am
(GTV), Guo and Je allegedly diverted $100 million of investor funds to a hedge fund for the sole benefit of a company that Guo’s son owns. [read post]
9 Mar 2023, 2:13 pm
Consider, for example, the infamous "carried-interest loophole," by which private equity and hedge fund managers recharacterize the financial return on their labors as capital gains rather than regular income, thereby cutting their effective tax rates almost in half. [read post]
22 Feb 2023, 1:07 pm
Many start with and later add investors to ongoing funds and matters. [read post]
21 Feb 2023, 8:24 am
Scott clarified that the False Claims Act had to do with people overcharging the government, and the SEC whistleblower program is intended stop people who are “ripping off mom and pop America…We’re seeing a lot of cases involving cryptocurrencies, hedge funds, and a trend involving illiquid investments, where people are being defrauded by good old fashioned Ponzi schemes, boiler rooms, and other investment frauds. [read post]
14 Feb 2023, 5:32 pm
., was a man in his 50s who worked as a business analyst with a Manhattan hedge fund management firm until he was fired. [read post]
10 Feb 2023, 6:18 am
Crypto Currency Exchange Class Actions One of the riskier investments that Mashinsky made was the loan of $1 billion to Alameda Research, the hedge fund arm of the now-defunct cryptocurrency exchange FTX created by founder Sam Bankman-Fried. [read post]
9 Feb 2023, 2:14 pm
Stone’s lawsuit also alleges that Celsius failed to use basic accounting which also endangered the customer funds. [read post]
2 Feb 2023, 10:55 am
It could be an option strategy, could be a hedge fund, and he pitches it as a low risk investment. [read post]
31 Jan 2023, 4:30 am
Thus, to be even clearer, the proponents of prioritizing are saying that the government should pay all bondholders (including individuals, hedge funds, the Chinese government, and the Saudi sovereign wealth fund) while stiffing the likes of military service members owed salaries, Social Security recipients, and hospitals owed money for providing service to Medicare patients.As Professor Buchanan explained, prioritization would present a special problem of timing. [read post]
25 Jan 2023, 9:05 pm
At the outset, it must be understood that Blaszczak was distinctive in two important respects: First, it involved the leaking of confidential information by gossipy government bureaucrats to a former colleague who now worked for hedge funds – not by corporate employees who owe fiduciary duties to their shareholders. [read post]
11 Jan 2023, 10:43 am
Additionally, opposers of ESG argue that its rise has caused a number of hedge funds and other investment-related organizations to focus on pushing a social agenda over their fiduciary duty, which is to produce the largest financial returns for their investors. [read post]
10 Jan 2023, 12:33 pm
The settlement stemmed from CHS Hedging’s failure to properly implement the AML controls necessary to stop customers from speculative trading and verify sources of funds. [read post]
9 Jan 2023, 4:38 am
In 2018, Husband and Wife formed a hedge fund, a Delaware-incorporated limited liability company (the “Company”), to hold and manage their investments, funding the Company with assets transferred from their three brokerage accounts. [read post]
5 Jan 2023, 11:47 am
Celsius reportedly lent FTX $1 billion to fund FTX’s hedge fund Alameda in exchange for FTT crypto tokens. [read post]
3 Jan 2023, 10:08 am
This included offering information about precious metals as a hedge against economic turbulence. [read post]
22 Dec 2022, 6:52 am
One of the animating questions I had for this podcast was in the last 30 years or so, the American economy is seeing the rise of these giant non-bank financial institutions, including private equity and hedge funds and shadow banks and that sort of thing. [read post]
22 Dec 2022, 6:11 am
‘It makes no sense to have money laundering rules for banks, to have disclosure for shell corporations, but to let somebody run into a lawyer’s office or a hedge fund and dodge all of that protection,’ said Whitehouse, calling out ‘opposition from big American lobbying groups.'” “The American Bar Association has opposed the bill, which would require some lawyers to identify and verify clients and to submit reports of suspicious financial… [read post]
