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17 Mar 2023, 6:30 am
., on Tuesday, March 14, 2023 Tags: Board of Directors, CEOs, Corporate governance, Diversity, ISS, Russell 3000 On the Debate Regarding ESG, Stakeholder Governance, and Corporate Purpose Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, March 14, 2023 Tags: Department of Labor, ESG, Investment advisers, Pension, Risk, Sustainability Financial Regulators, Black History and Epistemic Capital Posted by Christopher Brummer (Georgetown University) , on Wednesday, March 15,… [read post]
17 Mar 2023, 6:30 am
., on Tuesday, March 14, 2023 Tags: Board of Directors, CEOs, Corporate governance, Diversity, ISS, Russell 3000 On the Debate Regarding ESG, Stakeholder Governance, and Corporate Purpose Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, March 14, 2023 Tags: Department of Labor, ESG, Investment advisers, Pension, Risk, Sustainability Financial Regulators, Black History and Epistemic Capital Posted by Christopher Brummer (Georgetown University) , on Wednesday, March 15,… [read post]
16 Mar 2023, 9:57 am
In a strongly worded reaction to the proposed Rule 10 and Form SCIR, SEC Commissioner Hester Peirce agreed that there are heavy reputational and financial costs associated with cybersecurity breaches. [read post]
16 Mar 2023, 6:30 am
Posted by Hester M. [read post]
16 Mar 2023, 6:30 am
Posted by Hester M. [read post]
6 Mar 2023, 7:52 am
In prepared comments on the committee’s recommendations, SEC Commissioner Hester Peirce said she was “generally supportive of efforts to enhance the utility and value of account statements in helping investors make informed decisions,” but she had a few reservations. [read post]
23 Feb 2023, 6:23 am
In her dissenting statement, Commissioner Hester Peirce identified what she believes to be a number of issues with the workability and effectiveness of the proposed rules. [read post]
SEC’s Brings an “S”-Related ESG Enforcement Action Based on Alleged Human Capital Control Violations
20 Feb 2023, 6:39 pm
Commissioner Hester Pierce dissented from the SEC’s order, saying that the order did not identify any securities law violations, noting in particular that the SEC’s Order did not find that the company’s risk disclosures were misleading or incomplete. [read post]
16 Feb 2023, 9:05 pm
Commissioner Hester Peirce disagreed with both violation findings, writing in her dissent that the SEC “…alleges no fraud, misrepresentations, omissions, or investor harm” and that the order “…does not articulate any securities law violations. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
7 Feb 2023, 3:33 am
SEC Commissioner Hester Peirce dissented from both aspects of the order. [read post]
29 Jan 2023, 7:33 pm
Helmerhorst, Hester H. van Boven, and Matti A. [read post]
24 Jan 2023, 6:10 am
Therefore, this Court finds the disqualification of Pettis under the theory of an imputed disqualification as a member of Hester’s law firm to be untenable. [read post]
19 Jan 2023, 8:30 am
This post summarizes the published criminal opinions from the North Carolina Court of Appeals released on December 29, 2022. [read post]
11 Jan 2023, 9:01 pm
This statement was issued on January 9, 2023, by Hester M. [read post]
10 Jan 2023, 12:08 pm
I thus share SEC Commissioner's Hester Peirce and Mark Uyeda's concern that the McDonalds matter "creates a slippery slope that may expand Item 402’s disclosure requirements into unintended areas – a form of regulatory expansion through enforcement. [read post]
8 Jan 2023, 8:58 am
Easterbrook and McDonald's Corporation by SEC Commissioner Hester M. [read post]
24 Dec 2022, 6:30 am
SUMMARY On November 2, 2022, the SEC voted 3 to 2 (Commissioners Hester Peirce and Mark Uyeda dissenting) to adopt amendments to Form N-PX to enhance the information mutual funds, exchange-traded funds and certain other registered funds (“funds”) report about their proxy votes (together, the “final rules”).[1] In addition, the final rules will require disclosure on Form N-PX of how institutional investment managers (“managers”) voted on… [read post]
24 Dec 2022, 6:30 am
SUMMARY On November 2, 2022, the SEC voted 3 to 2 (Commissioners Hester Peirce and Mark Uyeda dissenting) to adopt amendments to Form N-PX to enhance the information mutual funds, exchange-traded funds and certain other registered funds (“funds”) report about their proxy votes (together, the “final rules”).[1] In addition, the final rules will require disclosure on Form N-PX of how institutional investment managers (“managers”) voted on… [read post]
22 Dec 2022, 6:04 am
In a statement voicing her objections to the rule, Commissioner Hester Peirce said the “competitive shortfall,” referenced in the Rule “ignores the fact that the current market is not static. [read post]
