Search for: "ILLINOIS TRADING COMPANY" Results 81 - 100 of 3,587
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28 Sep 2023, 1:01 pm by The White Law Group
”  According to its website, Greenbacker Renewable Energy Company (GREC) is a publicly reporting, non-traded limited liability company that acquires and manages income-generating renewable energy and other energy-related businesses. [read post]
28 Sep 2023, 12:22 pm by The White Law Group
  Alternative Investment Sales in 2023  Alternative investments are big business with fundraising totaling $44.3 billion year-to-date through August, led by interval funds at $12.1 billion, private placements at $11.3 billion, non-traded business development companies at nearly $11.0 billion and non-traded real estate investment trusts at $8.6 billion, according to the DI Wire sourcing the latest data provided by investment bank Robert A. [read post]
26 Sep 2023, 9:01 pm by renholding
This decision avoids large-scale disruption across a number of aspects of the $2.5 trillion syndicated loan market[2], including the daily functioning of bank lenders, the secondary loan trading market, the creation of loan participations and the markets for related investments such as loan funds and collateralized loan obligations. [read post]
25 Sep 2023, 9:03 am by The White Law Group
A portion of the assets will be spun off into a separate publicly traded company, with management expecting that deal to close November 1, 2023. [read post]
22 Sep 2023, 5:01 am by Mary Anne Peck
These bills are known in legal circles as “ mini-HSR Acts ” or “ Baby HSRs ,” referring to the federal Hart-Scott Rodino Act , which requires companies under certain circumstances to file premerger notifications with the Federal Trade Commission and the Antitrust Division of the Justice Department. [read post]
20 Sep 2023, 9:22 am by kblocher@hslf.org
” California, Hawaii, Illinois, Louisiana, Maine, Maryland, Nevada, New Jersey, New York, Oregon and Virginia have already passed laws to ban the sale of cosmetics that have been newly tested on animals. [read post]
15 Sep 2023, 2:04 pm by David Klein
Jenkins of the Northern District of Illinois entered an order granting the Federal Trade Commission (“FTC’) partial summary judgment against Day Pacer LLC and associated defendants (collectively “Day Pacer”). [read post]
15 Sep 2023, 4:00 am by Jim Sedor
Ryan Salame, the former co-chief executive of FTX Digital Markets, is the fourth high-ranking official at the company or its affiliates to plead guilty to criminal charges. [read post]
8 Sep 2023, 4:00 am by Jim Sedor
The update will improve Google’s transparency measures for election ads, the company said. [read post]
1 Sep 2023, 6:07 am by Silver Law Group
In a disclosure action filed by the State of Illinois on 4/28/2010, Roberts’ license in Illinois was suspended and he was fined $1,000 following a FINRA suspension involving activity with Initial Public Offerings (IPO.) [read post]
31 Aug 2023, 10:02 pm by Mary Anne Peck
Federal Trade Commission Chair Lina Khan warned that AI is turbocharging fraud , raising a litany of concerns with regulators, law enforcement and people in the financial industry. [read post]
29 Aug 2023, 12:32 pm by The White Law Group
First Southwest Company, LLC and Southwest Securities, Inc. subsequently merged into what is now Hilltop Securities, Inc., in 2016. [read post]
28 Aug 2023, 9:58 am
Company officials or other parties who make trades based on insider information may face investigations from government officials and penalties such as large fines and jail time. 5. [read post]
27 Aug 2023, 7:49 pm by The White Law Group
From 2013 to 2017, Western International allegedly failed to establish, maintain, and enforce a supervisory system in connection with recommendations of non-traded real estate investment trusts (non-traded REITs). [read post]
25 Aug 2023, 11:47 am by The White Law Group
Excessive trading, often called quantitative suitability, generally relates to any time a financial advisor’s trading strategy can clearly only benefit the advisor through the form of commissions and cannot be justified as a legitimate trading strategy. [read post]