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In the paper, Customers and Investors: A Framework for Understanding Financial Institutions, which was recently made publicly available on SSRN, we examine how this affects the design of contracts between intermediaries and their customers, and how it illuminates ubiquitous features in a wide variety of contracts, institutions, and regulatory practices. [read post]
29 Oct 2020, 3:03 am by Lynn Jokela
In a recent letter writing campaign, a group of institutional investors sent letters to CEOs and board chairs of 47 U.S. companies urging the companies to disclose how their climate lobbying aligns with the Paris Agreement and to take action when there’s misalignment. [read post]
18 Dec 2019, 12:19 pm by Doug Cornelius
The reason for the changes is to open the private market to a broader group of individual and institutional investors. [read post]
21 Jan 2022, 7:07 am by The White Law Group
  Their sales reportedly caused the funds to offload some holdings, which triggered capital gains for the group of investors who were left. [read post]
31 Aug 2006, 5:57 am
WestLB, the German Landesbank, agreed to sell its stake in peer HSH Nordbank to a consortium of five institutional investors led by [...] [read post]
5 Feb 2020, 3:00 am by John Jenkins
.; 12/19), the Delaware Chancery Court held that a plaintiff challenging a corporate reorganization had adequately pled the existence of a control group among various institutional investors. [read post]
6 Jun 2007, 3:56 pm
Now the institutional investors that are entering the arena. [read post]
10 Jun 2010, 2:01 am by Hedge Fund Lawyer
 The Hedge Fund Capital Group explains that these funds have likely simply shut down due to the economy and inability to attract institutional investors, pension funds, endowments, and other larger investors. [read post]
5 Dec 2008, 10:43 am
Domestic investors to shop for cheap US houses reports: A GROUP of domestic investors is expected to visit the United States next month to purchase discounted houses. [read post]
6 Apr 2009, 9:26 am
Investor and Consumer Groups Question FASB's Independence over Mark-to-Market GuidanceIn a letter to Rep. [read post]
6 Dec 2018, 9:36 am by Silver Law Group
Silver Law Group has been retained by investors to pursue claims against INTL FCStone for losses related to OptionSellers.Com. [read post]
26 Mar 2007, 11:36 am
Borrus said the vote at HP indicates "institutional investors' strong support for a limited right of access. [read post]
21 Mar 2011, 3:50 pm by Jay D. Dean
National Australia Bank Ltd does not strip investors in US companies who purchased their shares overseas of securities fraud protections under US law if the shares were dual listed, say Israel’s securities regulation authority and a group of Israeli investors. [read post]
22 Sep 2015, 5:00 am by Randi Morrison
On the heels of the recent Dupont-Trian proxy fight, wherein the vote of Dupont’s sizeable retail investor base proved to be decisive, this Brunswick Group report focuses on that scarcely evaluated, yet increasingly important, investor group – retail investors – concerning their views on activism. [read post]
2 Mar 2021, 1:41 pm by Silver Law Group
To contact Silver Law Group to discuss problems with Infinity Q, Infinity Q Diversified Alpha Fund Institutional Class (NASDAQ: IQDNX), and/or Infinity Q Diversified Alpha Fund Investor Class (NASDAQ: IQDAX), call toll-free (800) 975-4345 or email ssilver@silverlaw.com. [read post]
23 Dec 2008, 8:08 pm
RiskMetrics Group recently released updates to its 2009 proxy voting policies, after an extensive process that included outreach to and input from hundreds of institutional investors and corporate issuers. [read post]
7 Dec 2010, 1:19 pm by Ted Allen
 “It was through the continued challenges from institutional investors that the much-needed change in Massey’s governance was achieved, clearing the way for the Company to finally emerge from under the failed leadership of Don Blankenship,” the CtW Investment Group, the investment arm of the Change to Win labor federation, said in a press release today.The Virginia-based coal company’s shares climbed 2.4 percent on Monday during the first… [read post]
14 Feb 2023, 6:31 am
In other instances, we detail historical institutional investor vote support by large investors by assets under management (AUM). [read post]
14 Feb 2023, 6:31 am
In other instances, we detail historical institutional investor vote support by large investors by assets under management (AUM). [read post]