Search for: "Investment Management Company LLC"
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13 Dec 2023, 1:39 pm
Financial Services: Financial advisors, investment managers, and brokers have fiduciary duties to their clients. [read post]
13 Dec 2023, 8:41 am
Mellaconic IP is a sole member LLC organized under the laws of Texas. [read post]
12 Dec 2023, 11:20 pm
The White Law Group has represented numerous investors in claims against their brokerage firms in connections with their investments in risky GPB Capital offerings, including the following: Armada Waste Management LP (f/k/a GPB Waste Management LP) GPB Holdings II GPB Holdings I GPB Automotive Portfolio GPB Cold Storage GPB NYC Development GPB Holdings Qualified LP GPB Holdings Automotive LLC Private Placement… [read post]
11 Dec 2023, 9:05 pm
[Fresh Market], undertook what one might consider an uncharacteristically searching review of evidence on review of a motion to dismiss – most notably email from the non-controlling founder/director of the target company – to reach a shocking conclusion: The non-controlling founder/director of the target company lied to the board with respect to material facts, resulting in the stockholder vote being uninformed. [read post]
11 Dec 2023, 5:39 pm
Other types of business entities such as limited liability companies (LLCs) and partnerships do not issue stock. [read post]
11 Dec 2023, 12:51 am
The company has received commitments for $135M of debtor-in-possession and exit financing from a group of investors led by Redwood Capital Management and Nut Tree Capital Management. [read post]
4 Dec 2023, 10:55 am
Google continues to violate data protection laws, as seen in Google LLC and YouTube, where both companies were fined $170 for violating the Children’s Online Privacy Protection Act. [read post]
4 Dec 2023, 4:58 am
On July 20, 2016, Johnston sent an email to all GF managing partners clarifying that ENGenuity was not a GF subsidiary but was a stand-alone company with Flor as managing partner and GF as minority partner. [read post]
1 Dec 2023, 10:00 am
For example, 501(c)(3) companies, large corporations, dormant companies, banks, investment entities, public utilities, or any entity with government authority are exempt from reporting. [read post]
1 Dec 2023, 1:16 am
Arciterra REITs – Complex Investment Product According to its website, ArciTerra is a real estate investment and development company that was established to offer quality opportunities in an industry clouded by complexity. [read post]
30 Nov 2023, 1:58 pm
Randall Skrabonja (Randall George Skrabonja CRD# 1858245) is a previously registered broker and investment advisor last employed with Green Vista Capital, LLC (CRD# 293630) of Winter Park, FL. [read post]
30 Nov 2023, 9:55 am
Here are some commonly used tactics: Within the Same Fund Family: Mutual fund switching usually involves transferring assets from one mutual fund to another within the same fund family or investment company. [read post]
29 Nov 2023, 9:01 pm
On the other hand, several other types of actions experienced year-over-year decreases, including matters involving market manipulation (31% decrease), investment adviser/investment company (28% decrease), and insider trading (26% decrease). [read post]
27 Nov 2023, 1:51 pm
Concord Management LLC of Tarrytown, New York, and owner Michael Matlin were operating as unregistered investment advisers to a single client, a former Russian official with apparent connections to the Russian Federation, the SEC said in a statement. [read post]
27 Nov 2023, 11:11 am
Unlike the case with a charitable nonprofit, the owners of a for-profit entity, particularly a limited liability company (LLC), may be able to determine and freely change the entity’s goals and limitations. [read post]
27 Nov 2023, 7:32 am
LLC, 143 S. [read post]
24 Nov 2023, 10:03 pm
Investments. [read post]
22 Nov 2023, 2:10 am
PNC Investments, LLC, Case No. 22-1736 (3rd Cir. 8/3/23) Employer Takeaway Harsh as it may seem, the law doesn’t obligate employers to excuse a disabled employee’s violation of company policy or performance standards. [read post]
21 Nov 2023, 2:26 pm
Silver Law Group founder and managing partner Scott Silver has been featured in an article on Investment News’ website where he discusses FINRA’s increased scrutiny of brokers and investment advisors who recommended and sold high-risk private placements and other investments from Dallas-based GPB Private Holdings. [read post]
19 Nov 2023, 6:48 pm
Both are investments in safer food. [read post]
