Search for: "JAMES MCDONALD" Results 81 - 100 of 534
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3 Dec 2020, 8:30 pm by Jim Sedor
National/Federal 12 Votes Separated These House Candidates. [read post]
1 Dec 2020, 4:27 pm by INFORRM
I will cite only one other egregious example to add to the Flood case; that of Colonel Campbell-James, who was wrongly accused by the Guardian of being involved in the appalling abuse of Iraqi prisoners in the Abu Ghraib jail. [read post]
13 Nov 2020, 3:00 am by Jim Sedor
National/Federal Biden’s DOJ Must Determine Whether Trump Should Be Prosecuted Bloomberg Law – David Yaffe-Bellany and Billy House | Published: 11/9/2020 Joe Biden won the presidency promising to bring Americans together. [read post]
9 Oct 2020, 10:28 am by Geoff Schweller
” “This action sends the important message that if you engage in manipulative and deceptive trade practices, you will be caught, punished, and forced to give up your ill-gotten gains,” added Division of Enforcement Director James McDonald. [read post]
9 Oct 2020, 6:05 am
McDonald, Cleary Gottlieb Steen & Hamilton LLP, on Friday, October 2, 2020 Tags: Boards of Directors, Controlling shareholders, Corwin, Delaware cases, Delaware law, Fiduciary duties, Merger litigation, Mergers & acquisitions SEC Amends Disclosure Requirements for Business Sections, Legal Proceedings and Risk Factors Posted by Mark S. [read post]
9 Oct 2020, 3:00 am by Jim Sedor
” Attorney David Finger said the plan denies the chance for his client, lawyer James Adams, to serve on t [read post]
30 Sep 2020, 11:01 am by Geoff Schweller
“Time is of the essence when it comes to reporting violations of the Commodity Exchange Act and the CFTC’s rules and regulations,” added Director of Enforcement James McDonald. [read post]
18 Sep 2020, 9:55 am by Geoff Schweller
“The violations would have been difficult to detect without the whistleblower’s information and assistance,” said Division of Enforcement Director James McDonald. [read post]
18 Sep 2020, 6:13 am
SEC Changes Rules Affecting Risk Factors, Litigation and Disclosures by US Public Companies Posted by Valerie Ford Jacob, Pamela Marcogliese and Michael Levitt, Freshfields Bruckhaus Deringer LLP, on Friday, September 11, 2020 Tags: Disclosure, Environmental disclosure, Form 10-K, Form 10-Q, Human capital, Risk disclosure, SEC, SEC rulemaking, Securities litigation, Securities regulation What to Do About Annual Incentive Plans in the… [read post]
12 Sep 2020, 6:09 am
Posted by James Langston, Christopher Austin, and Mark McDonald, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, September 12, 2020 Editor's Note: James Langston, and Mark McDonald are partners and Christopher Austin is senior counsel at Cleary Gottlieb Steen & Hamilton LLP. [read post]
26 Aug 2020, 11:16 am by Geoff Schweller
“Today’s settlement sends a strong message that the CFTC will work tirelessly to protect our market participants against unlawful disclosures of their confidential information to ensure that the fairness and reliability of our markets are not compromised,” said Director of Enforcement James McDonald. [read post]
25 Aug 2020, 6:12 am by Geoff Schweller
These suspicious activity reports—or SARs—serve as key tools that we, together with our regulatory partners, use to identify fraud, manipulation, and other wrongdoing in our markets—often at the earliest stages,” said CFTC Director of Enforcement James McDonald. [read post]
6 Aug 2020, 9:05 pm by Max Masuda-Farkas
McDonald analyzed a previously restricted database maintained by the U.S. [read post]
29 Jul 2020, 8:32 am by Geoff Schweller
“We recognize that often whistleblowers come forward to report misconduct at great personal and professional risk,” stated CFTC Director of Enforcement James McDonald in the press release. [read post]
28 Jul 2020, 2:16 pm by luiza
These awards make good on CFTC Enforcement Director James McDonald’s pronouncement last May that “Whistleblowers have become an integral part of our enforcement efforts, and I expect that trend to continue going forward. [read post]
22 Jul 2020, 12:46 pm by Geoff Schweller
We expect this trend to continue as our enforcement program continues to grow,” stated CFTC Director of Enforcement James McDonald. [read post]