Search for: "Luis A. Aguilar, Commissioner, U.S. Securities and Exchange Commission," Results 81 - 100 of 118
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1 Aug 2012, 1:38 pm by David Smyth
Jointly Submitted Plan Commissioner Luis Aguilar voted against passing Rule 613 for a number of reasons. [read post]
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
12 Apr 2012, 1:08 am by Kevin LaCroix
Fourth, it could be clarified that an off-exchange transaction takes place in the U.S. if either party made or accepted the offer to purchase or sell the security while in the U.S. [read post]
11 Apr 2012, 4:15 pm by Ted Allen
 In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
10 Apr 2012, 6:34 am by Ted Allen
Commissioner Luis Aguilar has repeatedly urged the SEC to proceed with forming the new panel. [read post]
28 Feb 2012, 2:00 am by Stephanie Figueroa
Securities and Exchange Commission should start over with a new proposal of the so- called Volcker rule that bans banks’ proprietary trading, said SEC Commissioner Troy Paredes. [read post]
21 Oct 2011, 11:09 am by Jenna Greene
Securities and Exchange Commission and one for the Commodity Futures Trading Commission. [read post]
29 Sep 2011, 10:29 am by admin
By Nicolas Morgan and Patrick Hunnius, DLA Piper, Los Angeles, CA The Securities and Exchange Commission is increasing its scrutiny of China-based companies with securities traded on U.S. stock exchanges. [read post]
15 Jun 2011, 2:31 pm by Jenna Greene
Obama nominated Wilmer Cutler Pickering Hale and Dorr partner Daniel Gallagher Jr. to be a commissioner, and current SEC commissioner Luis Aguilar to serve a second term. [read post]
25 May 2011, 11:33 am by Jenna Greene
Commissioners Luis Aguilar and Elisse Walter joined Schapiro in voting in favor of the rules. [read post]
19 May 2011, 10:02 am by Jenna Greene
President Obama also nominated SEC commissioner Luis Aguilar to serve a second term. [read post]