Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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15 Dec 2015, 6:10 am
Securities and Exchange Commission, on Tuesday, December 15, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
30 Sep 2015, 7:09 am
Securities and Exchange Commission, on Wednesday, September 30, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
11 Jan 2016, 8:12 am
“These new areas of focus are extremely important to investors and financial institutions across the spectrum,” said SEC Chair Mary Jo White. [read post]
25 Jun 2015, 12:59 pm
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 May 2015, 6:07 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
5 Nov 2021, 1:16 pm
According to the SEC press release, her other previous roles include “Counsel to former SEC Chair Mary Jo White, Counsel to former SEC Commissioner Kara M. [read post]
11 Aug 2015, 12:12 pm
SEC Chair Mary Jo White stated that “the Commission adopted a carefully calibrated pay ratio disclosure rule that carries out a statutory mandate,” and that “the rule provides companies with substantial flexibility in determining the pay ratio, while remaining true to the statutory requirements. [read post]
15 Apr 2016, 6:03 am
“For years, the over-the-counter derivatives market operated without basic customer protections,” said SEC Chair Mary Jo White. [read post]
13 Feb 2024, 9:05 pm
In the first 1008 days of their respective terms as chair, the SEC passed 30 non-technical final rules under Jay Clayton, 24 under Mary Jo White, and 32 under Mary Schapiro. [read post]
28 Oct 2015, 10:52 am
In fiscal year 2014, expanding upon what SEC Chair Mary Jo White called the SEC’s “enforcement footprint,” the SEC successfully pursued first-of-their-kind cases involving high frequency trading firms, whistleblower anti-retaliation authority, and broker-dealer policies and procedures. [read post]
28 Apr 2017, 2:38 pm
On April 30, 2015, the former SEC Chair Mary Jo White praised the whistleblower program in her remarks at the Ray Garrett, Jr. [read post]
23 Feb 2016, 7:36 am
From a litigation and enforcement perspective, key takeaways from the conference include the following: SEC Chair Mary Jo White began her remarks by touting the “unprecedented number of enforcement cases” brought by the Commission in 2015, which produced “an all-time high for orders directing the payment of penalties and disgorgement”—a trend that she stressed would continue in 2016. [read post]
25 Nov 2016, 1:43 pm
Stein (for) and Chair Mary Jo White’s (for) published statements. [read post]
14 Oct 2014, 8:58 pm
Securities and Exchange Commission Chair Mary Jo White, U.S. [read post]
5 Jun 2015, 5:39 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
28 Sep 2016, 11:44 am
“Securities clearing agencies are a vital part of the infrastructure underpinning the U.S. financial system,” said SEC Chair Mary Jo White. [read post]
2 Aug 2016, 7:32 am
Securities and Exchange Commission, and the U.S. [read post]
9 May 2017, 11:41 am
Also related, will the SEC under the new Chairman continue the practice, instituted under former Chair Mary Jo White, of insisting on admissions of wrongdoing from respondents in certain cases? [read post]
13 Jul 2016, 10:12 am
“The proposed amendments address outdated and redundant disclosure requirements while continuing to require companies to provide investors with what they need to make informed decisions,” said SEC Chair Mary Jo White. [read post]
