Search for: "NASDAQ"
Results 81 - 100
of 3,399
Sort by Relevance
|
Sort by Date
20 Nov 2023, 6:31 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
20 Nov 2023, 6:31 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
19 Nov 2023, 2:12 pm
Specifically, we now have plans to co-develop with Caliber (Nasdaq: CWD; CaliberCos Inc.) a world-class pickleball facility on an 11-acre site near Talking Stick Resort & Casino! [read post]
17 Nov 2023, 6:30 am
Posner, Cooley LLP, on Sunday, November 12, 2023 Tags: Buyback, Fifth Circuit, First Amendment, SEC “Optimizing” and Match: Bad Policy Threatens to Drive Bad Law Posted by Greg Varallo, Andrew Blumberg, and James Janison, Bernstein Litowitz Berger & Grossmann LLP, on Monday, November 13, 2023 Tags: Delaware Court of Chancery, MatchMakers, MFW, SLC 2023 Proxy Season Review: Institutional Investor Expectations in a Divided World Posted by Sydney Carlock, Sean Quinn, and Diana… [read post]
17 Nov 2023, 6:30 am
Posner, Cooley LLP, on Sunday, November 12, 2023 Tags: Buyback, Fifth Circuit, First Amendment, SEC “Optimizing” and Match: Bad Policy Threatens to Drive Bad Law Posted by Greg Varallo, Andrew Blumberg, and James Janison, Bernstein Litowitz Berger & Grossmann LLP, on Monday, November 13, 2023 Tags: Delaware Court of Chancery, MatchMakers, MFW, SLC 2023 Proxy Season Review: Institutional Investor Expectations in a Divided World Posted by Sydney Carlock, Sean Quinn, and Diana… [read post]
16 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
16 Nov 2023, 6:30 am
Related research from the Program on Corporate Governance includes Politics and Gender in the Executive Suite (discussed on the Forum here) by Alma Cohen, Moshe Hazan, and David Weiss; Will Nasdaq’s Diversity Rules Harm Investors? [read post]
15 Nov 2023, 6:30 am
Court of Appeals for the Fifth Circuit denied petitions to review the SEC’s approval of Nasdaq’s board diversity disclosure rule, which requires Nasdaq-listed companies to have female and minority or LGBTQ+ directors on their boards (or explain why they do not), and disclose diversity statistics of their directors.[1] With this decision, the Nasdaq rule remains in effect, and Nasdaq-listed companies subject to the rule should be prepared to comply with… [read post]
15 Nov 2023, 6:30 am
Court of Appeals for the Fifth Circuit denied petitions to review the SEC’s approval of Nasdaq’s board diversity disclosure rule, which requires Nasdaq-listed companies to have female and minority or LGBTQ+ directors on their boards (or explain why they do not), and disclose diversity statistics of their directors.[1] With this decision, the Nasdaq rule remains in effect, and Nasdaq-listed companies subject to the rule should be prepared to comply with… [read post]
14 Nov 2023, 2:00 pm
Nasdaq 20% Rule Shareholder Approval Clause Draft a covenant requiring the company to get shareholder approval for issuing securities above the 20% threshold. [read post]
14 Nov 2023, 2:00 pm
New and Updated Practical Guidance Content Retirement Plan Policies and Procedures Resource Kit ACA Health Plan Rate and Pricing Public Disclosures Checklist ACA Health Plan Cost Data Online Tool and Disclosure Checklist COBRA Administration Flowchart Balance Billing and Other No Surprises Act Rules Identity Theft and Internet Fraud Warning Clauses (Retirement Plan) (Summary Plan Description 'Clawing Back' Executive Compensation: Companies Listed on the NYSE and Nasdaq Have Until… [read post]
13 Nov 2023, 1:01 pm
FINRA Rule 2020 Example In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
8 Nov 2023, 9:01 pm
John and J.T. cover the following topics: – New California Climate Legislation – Amendments to Beneficial Ownership Reporting Rules – IAC’s Recommendations on Human Capital Management Disclosure – 5th Circuit Panel’s Decision Upholding Nasdaq’s Board Diversity Disclosure Rules – NYSE Clawback Policy Affirmation Requirement As always, if you have insights on a securities law, capital markets or corporate governance issue, trend or development… [read post]
7 Nov 2023, 8:37 am
Market Manipulation in Action In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
6 Nov 2023, 9:00 pm
New and Updated Practical Guidance Content ACA Health Plan Rate and Pricing Public Disclosures Checklist ACA Health Plan Cost Data Online Tool and Disclosure Checklist COBRA Administration Flowchart Church Plan Election of ERISA Status under Section 410(d) Identity Theft and Internet Fraud Warning Clauses (Retirement Plan) (Summary Plan Description 'Clawing Back' Executive Compensation: Companies Listed on the NYSE and Nasdaq Have Until December 1 to Adopt a Compensation Recovery… [read post]
6 Nov 2023, 3:05 am
As described in this Loeb & Loeb Quick Takes blog, Nasdaq recently added FAQ Number 1864 containing guidance on completing the electronic disclosure form to provide the required advance notice to Nasdaq’s MarketWatch Department when material non-public information is being announced. [read post]
5 Nov 2023, 1:02 pm
” Nasdaq is a private company that operates a securities exchange. [read post]
4 Nov 2023, 6:30 am
KeyPoints: By December 1, 2023, all companies listed on the NYSE or Nasdaq must adopt clawback policies that comply with listing standards mandated by the SEC (the SEC Clawback Rules). [read post]
4 Nov 2023, 6:30 am
KeyPoints: By December 1, 2023, all companies listed on the NYSE or Nasdaq must adopt clawback policies that comply with listing standards mandated by the SEC (the SEC Clawback Rules). [read post]
3 Nov 2023, 11:03 am
Three of GAILLE PLLC’s partners previously served as in-house counsel, including as the Chief Compliance Officer & General Counsel for a NASDAQ-listed E&P company and the General Counsel of Occidental Chemical Corporation. [read post]
