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2 Aug 2018, 5:07 am by Cannabis Law Group
A new first for cannabis businesses recently took place, with the first initial public offering on a U.S. stock exchange by a marijuana producer. [read post]
24 Jan 2008, 5:15 am
  See Owens Corning Oct. 2007 Proxy Statement  ("The New York Stock Exchange has confirmed to us that receipt of such fees should not be considered in evaluating Mr. [read post]
16 Mar 2010, 12:14 pm by David Kravets
U.S. regulators are moving to freeze the assets and trading accounts of a Russian accused of hacking into personal online portfolios and manipulating the price of dozens of stocks listed on the Nasdaq Stock Market and New York Stock Exchange. [read post]
2 Nov 2007, 11:26 am
The exemption was an informal agreement that preempted state regulators from regulating any company regulated by the SEC and was listed on the New York Stock Exchange, Amex, or NASDAQ Stock Market. [read post]
26 Sep 2007, 3:42 am
Invesco, the big fund management group, plans to switch its primary stock exchange listing from London to New York, because U.S. investors now hold more than 50 percent of its shares and it believes it will benefit more from a U.S. listing. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
8 May 2024, 10:00 pm
The New York Stock Exchange’s (NYSE) amendments to NYSE Rule 123D (Rule 123D) (Halts in Trading) will become effective on May 11, 2024. [read post]
20 Feb 2019, 5:00 am by John Jascob
Circuit Court of Appeals, Nasdaq and members of the NYSE Group have challenged the controversial pilot, which imposes new restrictions on the fees and rebates that national securities exchanges may charge or offer to their broker-dealer members for transactions in NMS securities in specified test groups (New York Stock Exchange LLC v. [read post]
20 Sep 2007, 5:19 am
The government-controlled stock exchange in Dubai, the fast-growing Middle East business center, announced Thursday in Stockholm that it plans to take significant ownership in the Nasdaq Stock Market in New York and the London Stock Exchange, The New York Times reported. [read post]
31 Mar 2011, 12:19 pm by Kevin Poulsen
A former teenage hacker who once served time for an online stock-trading scheme was sentenced in New York this week to three years in prison on new charges of cracking a New York-based currency exchange service and gifting himself more than $100,000. [read post]
31 Mar 2008, 7:55 pm
In fact, a few years ago, the (now infamous) Eliot Spitzer, then Attorney General of New York State, prosecuted analysts for issuing rosy recommendations on Internet stocks that they themselves knew were not valuable, and forced settlements that ran into hundreds of millions of dollars. [read post]
31 Dec 2009, 9:38 am by buslawblogger
Nat'l Assn. of Securities DealersUS Securities Exchanges New York Stock Exchange NASDAQ Chicago Board of TradeInt'l Securities Exchanges London Stock Exchange Euro Exchange Tokyo Stock Exchange All Other Securities Markets [read post]
23 Mar 2016, 1:51 pm by Associated Press
MGM Growth Properties LLC shares will be traded on the New York Stock Exchange. [read post]
8 Jan 2007, 8:19 am
The London Stock Exchange snagged more initial public offerings than the New York Stock Exchange in 2006, putting a dent in an otherwise impressive year for the NYSE Group, which runs the New York exchange. [read post]
27 Jul 2007, 5:34 am
For more almost forty years I have felt safe with the knowledge that if a company's stock symbol had three letters it was listed on the New York Stock Exchange or, possibly, the American Stock Exchange. [read post]