Search for: "Next Financial Group"
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12 Feb 2014, 3:51 pm
Posted by Victor Medina, Medina Law Group [read post]
28 Feb 2012, 5:47 am
As the Kelly Group puts it, your financial advisor should "love to hear from you and about you! [read post]
29 Oct 2014, 2:48 pm
An article in the Financial Post, citing a report in The Wall Street Journal [subscription required], states that BG Group Plc is likely to delay its proposed LNG export terminal at Prince Rupert, British Columbia (B.C.) to provide time to assess the market once U.S. [read post]
14 Dec 2022, 2:24 pm
Our attorneys can help investigate your claims and help you decide your next steps. [read post]
14 May 2017, 7:00 am
Less noticed, but tremendously important to the group's success, were its impressive financial resources gained from its control of territory in Iraq and Syria. [read post]
11 Jan 2022, 8:25 am
Next, you can sue Northstar and its former owner Greg Lindberg. [read post]
18 Aug 2021, 5:37 am
FINRA, the federal securities regulator, fined Next Financial Group, a $2.6 billion RIA and broker-dealer owned by Atria Wealth Solutions, $750,000 to settle charges that it failed to supervise ‘unsuitable’ trading of mutual funds and municipal bonds by one unnamed broker, according to citywireusa.com. [read post]
26 Jan 2019, 4:34 am
The post Your Next Steps After the Words “I Want a Divorce” in Texas appeared first on Houston Divorce Lawyers | Ramos Law Group, PLLC. [read post]
26 Aug 2019, 7:18 am
The post What Comes Next After a Divorce Judgment? [read post]
21 Nov 2009, 5:17 am
The Next 30 Days The Task Force will reportedly hold its initial meeting within the next month. [read post]
9 Jul 2021, 12:50 pm
Roisman)FINRA Censures and Fines NEXT Financial Group for Funds and Bonds SupervisionIn the Matter of NEXT Financial Group, Inc., Respondent (FINRA AWC)FINRA Arbitrators Directly Nullify Indirect Non Solicitation Agreement (BrokeAndBroker.com Blog)... [read post]
8 Jan 2020, 6:38 am
Perr, who has 25 years of litigation experience, joins KDV as a partner and co-managing partner of the Philadelphia office and will chair the new Consumer Financial Services practice group which represents financial institutions nationwide, providing risk management, compliance advice and counseling and litigation defense. [read post]
17 Mar 2010, 7:33 am
In short, I think one good amendment to the current structure of the Counsel would be a dramatic increase in the number of independent members -- perhaps to five, you don't want to make the Counsel a faculty meeting -- to expand the perspectives in the room and avoid the situation where the same group continues to do what they've always been doing, right on into the next next crisis. [read post]
12 Sep 2011, 4:00 am
I’ve already benefitted from the email exchanges we’ve had as a group over the past week, and I invite you Lounge readers to join in at any point with comments, questions, and the like over the next few days. [read post]
3 Mar 2008, 5:09 am
E*Trade Financial, the online bank and broker, plans to give Donald Layton, currently its chairman, the additional role of chief executive, The Wall Street Journal reported. [read post]
3 May 2012, 6:05 am
Leana Fisher was an associate in the financial restructuring practice group at Morgan, Lewis & Bockius the first time a partner asked her to draft a reorganization plan for a debtor. [read post]
14 Dec 2017, 8:05 am
On Tuesday, the regulator also fined Next Financial Group Inc. [read post]
13 Dec 2017, 1:47 pm
As part of its ongoing regulatory focus on variable annuity (“VA”) sales misconduct, the Financial Industry Regulatory Authority (“FINRA”) has recently barred a former Next Financial Group (“Next Financial”) (CRD# 46214) broker. [read post]
28 May 2010, 11:07 am
The Next Step for Finance Bill In the coming weeks, as the Washington Post reports, a group of senators and representatives will work together to reconcile the differences in content between the two bills, aiming for a version that Obama could sign into law. [read post]
5 Nov 2018, 7:42 am
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanksi and Next Financial Group? [read post]
