Search for: "Popular Securities, Inc." Results 81 - 100 of 1,140
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9 Sep 2014, 7:19 pm
A recent episode of National Geographic Channel's television series Drugs Inc., was filmed in Baltimore, and documented just how out of control the heroin epidemic has become in the city. [read post]
20 Sep 2021, 6:58 am by Staff Attorney
From April 2009 through July 2009, Stewart was registered with Center Street Securities, Inc. [read post]
16 Oct 2019, 10:38 am by Staff Attorney
Advisor Jeffrey Davis (Davis), currently employed by Kovack Securities Inc. [read post]
22 Feb 2008, 6:10 am
But two thirds of the Lehman account - about $400 million - was invested in corporate auction rate securities with obscure names like Tortoise TYY I and INC 2003-02. [read post]
30 Jun 2018, 12:52 pm by Staff Attorney
Previous registrations include the Securities Service Network, Inc., Raymond James Financial Services, Inc., and Edward Jones. [read post]
10 Aug 2020, 4:50 pm by Staff Attorney
The securities lawyers of Gana Weinstein LLP are investigating recommendations by brokerage firms for their clients to invest in RW Holdings NNN REIT Inc., formerly known as Rich Uncles NNN REIT Inc.,- a non-traded real estate investment trust (non-traded REIT). [read post]
9 Dec 2010, 11:29 am by Keith Griffin
Among those on the DBSI list: Brecek & Young Advisors Inc., which merged into Securities America Corp. in 2009; KMS Financial Services; J.P. [read post]
2 Feb 2007, 6:29 pm
Media company Viacom Inc., which owns the cable networks MTV, VH1, Nickelodeon and the Paramount Pictures movie studio, asked YouTube on Friday to remove more than 100,000 unauthorized clips from its hugely popular video-sharing site. [read post]
30 Oct 2013, 11:47 am by Adam Gana
  Since the collapse, popular firms promoting TIC investments such as DBSI, Inc., Cap West Securities, Provident Royalties LLC, Medical Capital Holdings and Pacific West Securities have dissolved amidst a wave of million dollar customer lawsuits and parallel enforcement actions. [read post]
22 Oct 2020, 3:00 am by John Jenkins
Earlier this year, Liz blogged about an SEC enforcement action targeting the “Simple Agreement for Future Tokens,” a once popular method of structuring crypto-financings that was intended to avoid securities law compliance issues. [read post]
6 Apr 2009, 2:51 am
Hendricks is the founder of Discovery.In March of 2009 Discovery Communications Inc. said the Kindle electronic book readers from Amazon.com Inc. violate an invention represented among their eleven current patents, listed here. [read post]
16 Sep 2019, 6:18 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating broker Douglas Hyer (Hyer), currently associated with First Allied Securities, Inc. [read post]
6 Oct 2014, 7:03 am by Adam Weinstein
A recent InvestmentNews article explored The Securities and Exchange Commission’s (SEC) attempts to prevent conflicts of interest at registered investment advisers, a breach of their fiduciary duties, by focusing on potential misuse of popular flat-fee wrap accounts. [read post]