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22 Jul 2021, 12:56 pm
We noted in our third post in this series that three of the most recent four public trust challenges arising on the Chicago lakefront have been brought in federal court. [read post]
21 Jul 2021, 4:00 am
Kearney and Thomas W. [read post]
20 Jul 2021, 11:32 am
Merrill [read post]
16 Jul 2021, 6:04 am
Our preceding post, the second in a five-part series, described how the original assumption about standing to enforce the public trust doctrine was based on the parens patriae model. [read post]
14 Jul 2021, 6:17 am
Merrill [read post]
12 Jul 2021, 7:15 am
Merrill [read post]
14 Jun 2021, 7:38 am
Kearney and Thomas W. [read post]
11 Jun 2021, 9:30 am
Kearney and Thomas W. [read post]
12 May 2021, 5:40 am
Kearney and Thomas W. [read post]
18 Nov 2020, 12:05 pm
Similar concerns were raised about voters’ health during the COVID-19 pandemic by Justice Sonia Sotomayor in her dissent in Merrill v. [read post]
29 Oct 2020, 4:20 pm
The 107-acre landscape is home to the Martin Luther King Jr., Thomas Jefferson, and Franklin Delano Roosevelt memorials, along with 3,000 cherry trees. [read post]
19 Oct 2020, 10:34 am
• Thomas F. [read post]
13 Aug 2020, 1:22 pm
Unlike Merrill v. [read post]
16 Jun 2020, 7:14 am
According to FINRA Disciplinary actions for May 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Thomas Bock Mutual Securities, Inc. [read post]
16 Jun 2020, 6:40 am
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS George Belesis Portfolio Advisors Alliance, LLC John Thomas Financial Dustin Blount MML Investors Services, LLC Northwestern Mutual Investment… [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks LLC… [read post]
21 Feb 2020, 1:29 am
In today's featured FINRA regulatory settlement, we come across the case of a Merrill Lynch employee who signed off on agreements without apparent authorization. [read post]
16 Dec 2019, 9:05 pm
The first flank, which I will call the constitutional conservatives, is reshaping not only academic debates but also American jurisprudence, as evidenced by recent murmurings by Chief Justice John Roberts, Justice Clarence Thomas, and then-Judge Neil Gorsuch. [read post]
6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors Capital Diehlman,… [read post]
27 Jun 2019, 4:00 am
Thomas W. [read post]
