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7 Mar 2011, 2:42 pm
As a result, the attorneys at Eccleston Law have expanded their investigation of this fraud and are actively seeking victims to come forward with information.In early 2011, the SEC obtained a court order freezing the assets of Stamford, Connecticut based investment adviser Michael Kenwood Capital Management, LLC and its principal, Francisco Illarramendi for allegedly misappropriating at least $53 million in investor funds and engaging in self dealing… [read post]
4 Mar 2011, 11:22 am
Panel 2: Private Investment Companies Eric Edwards, Vice President, Government Affairs, Goldman Sachs; Stuart Kaswell, Executive Vice President and Managing Director, General Counsel, Managed Funds Association; Ted Laurenson, Partner, McDermott, Will & Emery; Thomas Lemke, General Counsel, Legg Mason; Charles Lerner, Principal, Fiduciary Compliance Associates, LLC 11:15 a.m. [read post]
22 Feb 2011, 9:45 am
Carr Miller Capital LLC The New Jersey Office of the Attorney General and the Bureau of Securities filed a lawsuit against Carr Miller Capital LLC and its three principals. [read post]
14 Feb 2011, 2:13 pm
Lawton, a former resident of Minneapolis, Minnesota now believed to be residing in San Francisco, California and Crossroad Capital Management, LLC, the investment adviser to hedge fund Paramount Partners, LP. [read post]
11 Feb 2011, 4:53 am
In Bilin v Segal, Goodman & Goodman, LLP ; 2011 NY Slip Op 00995 ; Decided on February 8, 2011 ; Appellate Division, Second Department the court writes: "The plaintiffs retained the defendant Segal, Goodman & Goodman, LLP, and one of its principals, the defendant Frank Goodman (hereinafter together the law firm), to represent them and three other individuals in the sale of six adjacent properties in Brooklyn to a real estate developer, the defendant Criterion… [read post]
10 Feb 2011, 4:51 pm
H&R Block Tax Services LLC, U.S. [read post]
9 Feb 2011, 8:56 am
On January 28, 2011, the SEC received a court order freezing the assets of a Stamford, Connecticut-based investment adviser and its principal, Francisco Illarramendi, claiming that both misappropriated over $53 million in investor money and used the funds for their own gain. [read post]
30 Jan 2011, 9:45 am
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
30 Jan 2011, 5:51 am
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
29 Jan 2011, 4:19 pm
., LLC (In re Miller), 570 F.3d 633, 639 (5th Cir.2009) ("[P]erceived poor drafting [in BAPCPA] should not be regarded as a license to invalidate plain-text readings in the name of fixing a statute that some believe is broken. [read post]
29 Jan 2011, 6:36 am
Well, first let me just say… it’s about damn time. [read post]
28 Jan 2011, 3:28 pm
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
15 Jan 2011, 5:00 am
Alito pushed Frederick to articulate a distinction between a principal from an aider and abettor. [read post]
14 Jan 2011, 8:59 pm
ViaSource Funding Group, LLC, No. 08 Civ. 3062(PKL) (S.D.N.Y. [read post]
14 Jan 2011, 5:00 am
” Perry insisted that the analogy was not apt as the Janus mutual funds are organized as Massachusetts business trusts, whereas JCM is a Delaware LLC. [read post]
12 Jan 2011, 8:00 am
For example, in 2004 Janus Capital Management LLC (“JCM”), a wholly-owned subsidiary of Janus Capital Group, Inc. [read post]
12 Jan 2011, 6:49 am
Background In 2006, Pope, an investment fund, made an equity investment in Benda, a holding company whose assets are in China. [read post]
5 Jan 2011, 1:11 am
Further and even more interestingly, the obligations to consummate the merger are also subject to the prior closing of the transactions contemplated by the Patent Purchase Agreement, dated as of November 21, 2010, by and between CPTN Holdings LLC (“CPTN”) and [Novell].In other words, it appear that Attachmate and Novell can only merge if the patent deal goes through (it also provides the funding for the merger), which in turn requires that OSI's complaint before… [read post]
4 Jan 2011, 2:06 am
Funding for these property acquisitions was to be generated principally through the financial contributions of the founding members. [read post]
3 Jan 2011, 2:37 am
"On October 24, 2006, GSO, as lender, and SDS William Street Mezz LLC (SDS), as borrower, entered into an agreement under which GSO would loan SDS a principal amount of up to $65.5 million, at an interest rate of 18% per year. [read post]
