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13 Oct 2010, 8:46 am by Kara OBrien
FMR LLC that the Sarbanes-Oxley whistleblower protections apply to employees of private investment  firms that operate and advise mutual funds. [read post]
13 Oct 2010, 6:00 am by Lucas A. Ferrara, Esq.
These firms collectively have agreed to return more than $100 million associated with pension fund investments; these funds will principally be provided to the pension fund for the benefit of the pension holders. [read post]
12 Oct 2010, 5:26 am by David G. Badertscher
Only if You Buy the Pitch Also Lawyers Gone Rogue: A roundup of misbehaving lawyers Law.com® 120 Broadway, 5th Floor, New York, NY 10271-1101, Customer Service Phone: (877) 256-CIRC © 2010 ALM Media Properties, LLC. [read post]
4 Oct 2010, 1:21 pm by Barger & Wolen LLP
Pederson – VP & Counsel, Principal Financial Group      Dan Cotter   – Partner, Lindemann LLC      Mark Goodman – Partner, Dewey & LeBoeuf LLP The State of Wisconsin, a Different National Perspective      Sean Dilweg – Commissioner, Wisconsin Office of the Insurance Commissioner Health Care Reform, a Different Perspective      Paige Waters… [read post]
1 Oct 2010, 12:07 pm
Many of the almost 8,000 individual equity securities and exchange traded funds (andquot;ETFsandquot;) traded that day suffered similar price declines and reversals within a short period of time, falling 5%, 10% or even 15% before recovering most, if not all, of their losses. [read post]
20 Sep 2010, 7:28 am by Steven M. Taber
The agency says Rio Algom Mining LLC has agreed to investigate levels of contamination at 1 of its sites near Gallup N.M. [read post]
17 Sep 2010, 8:00 am by Lucas A. Ferrara, Esq.
These firms collectively have agreed to return more than $100 million associated with CRF investments; these funds will principally be provided to the CRF for the benefit of the pension holders. [read post]
15 Sep 2010, 12:09 pm by admin
  “All of these guys invested in trophy properties at the top of the market,” said Thomas Capasse, a principal at Waterfall Asset Management LLC, a New York firm that invests in high-yield structured debt. [read post]
26 Aug 2010, 2:19 pm by Page Perry LLC
Those most in danger, however, are holders of junk bonds and junk bond exchange-traded funds. [read post]
20 Aug 2010, 9:42 am by Donald Oder
 In California, courts will pierce the corporate veil when two requirements are met: 1) the Court finds unity of interests (the shareholders, or owners in the case of an LLC, treat the corporation as an alter ego) - this happens when shareholders treat the assets of the corporation or LLC as their own and/or use corporate funds to pay their private debts; and 2) the Court finds that allowing shareholders to dodge personal liability would sanction fraud or promote… [read post]
10 Aug 2010, 12:16 pm by Page Perry LLC
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
5 Aug 2010, 3:49 pm by Page Perry LLC
In truth the MAT/ASTA funds were risky investments that exposed investors to a 100 percent or more loss of principal. [read post]