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18 Feb 2010, 2:56 pm
The two were fined $750,000 in December by the Financial Industry Regulatory Authority (FINRA) for making misleading statements and, in some instances, omitting facts in connection to sales of two private placement deals: Cornerstone Industrial Properties LLC and CIP Leveraged Fund Advisors LLC. [read post]
18 Feb 2010, 11:23 am
., LLC), 2009 Bankr. [read post]
18 Feb 2010, 11:23 am
., LLC), 2009 Bankr. [read post]
17 Feb 2010, 12:33 pm
And SIPC cannot sanitize a Ponzi Scheme by “bless[ing]….fake profits” and hurting people who did not take out their principal. [read post]
5 Feb 2010, 4:18 am
Funding for these property acquisitions was to be generated principally through the financial contributions of the founding members. [read post]
1 Feb 2010, 11:14 am
Yet according to an official State of Florida Secretary of State filing for Bentzen Funding Solutions, LLC, dated January 29, 2010 http://sunbiz.org/pdf/67513196.pdf and that of Structured Asset Funding, LLC http://sunbiz.org/pdf/67516139.pdf or Structured Asset Factored Servicing, LLC http://sunbiz.org/pdf/67510858.pdf, it's appears to be the case of plus ça change, plus c'est la même chose! [read post]
31 Jan 2010, 1:37 pm
., LLC, C.A. [read post]
27 Jan 2010, 3:52 am
(d) an enterprise and its principal owners, management, or members of their immediate families; and (e) affiliates. [read post]
24 Jan 2010, 7:19 pm
On January 27, 2010, Denver attorney (and Bank Business Advisors member) Tom Bieging and former banker and current banking consultant Larry Martin, principal of Bank Strategies, LLC, will present "Banks Under The Microscope: Today's 'Hot Buttons' For Bank Examiners. [read post]
22 Jan 2010, 10:23 am
The result of this is that virtually all advisers whose clients' funds are with qualified custodians will receive statements from the independent qualified custodian. [read post]
18 Jan 2010, 3:00 am
What principal distinguishes conduct within or outside the duty to advance and indemnify? [read post]
10 Jan 2010, 10:22 pm
" Lone Star Fund V (US), LP v. [read post]
8 Jan 2010, 10:37 am
In Berg & Berg Enterprises, LLC v. [read post]
7 Jan 2010, 12:30 pm
He was Chairman, Co-Chairman or a member of the investment committees of each of the DLJ Merchant Banking Partners private equity funds, as well as the mezzanine funds, real estate funds, secondary funds and funds of funds. [read post]
5 Jan 2010, 12:00 am
Mr Crary provides investment research on corporate legal matters to hedge funds and insitutional investors - check out his site - Litigation Notes.) [read post]
31 Dec 2009, 4:43 pm
------- Title: NRG Power Marketing, LLC v. [read post]
28 Dec 2009, 1:01 pm
The Harbinger principals were previously dismissed from the suit for lack of personal jurisdiction. [read post]
21 Dec 2009, 5:05 pm
In addition, Pacific Cornerstone offered private placement units of the two affiliated entities, Cornerstone Industrial Properties, LLC and CIP Leveraged Fund Advisors, LLC, to other broker/dealers and investment advisors. [read post]
9 Dec 2009, 6:55 am
Byrne History of the Rocker Case In the landmark case, filed in Marin County, California August 11, 2005, Overstock.com, along with shareholder plaintiffs, sued Gradient Analytics, Inc.; Rocker Partners, L.P.; Rocker Management, LLC; Rocker Offshore Management Company, Inc. and their respective principals. [read post]
4 Dec 2009, 12:00 pm
These firms collectively have agreed to return nearly $60 million associated with New York State Common Retirement Fund investments; these funds will principally be provided to the CRF for the benefit of the pension holders. [read post]
